COO / CFO / CCO

• Jan 2017 - Present

Adjunct Professor Of Finance at Fordham University

• Jan 2020 - Present

Adjunct Professor in Finance. Adjunct Professor in Finance.

Assistant Dean - College of Management

• Feb 2020 - Aug 2021

Senior Consultant

• May 2017 - Aug 2017

Independent Contractor focused on Credit Risk Management Policies and Procedures Independent Contractor focused on Credit Risk Management Policies and Procedures

Managing Director

• Jun 2011 - Jun 2016

Global business manager for Commodities and Financial Markets organization. Maintained controlled and cost effective business processes, implemented strategy for new business initiatives, and general business management responsibilities. This included client on-boarding, sales development, Client Relationship Management system support, sales analytics review and business development. Responsible for insurance risk management including procurement and analysis of insurance products for all physical businesses. Show less

Chief Operating Officer - Commodities

• Dec 2008 - Jun 2011

Chief Operating Officer of the Global Commodities Group (Energy, Precious and Base Metals, and Agricultural Products in Singapore, Hong Kong, Shanghai, London, Dubai, and New York.) Maintained and controlled cost effective business processes, and prepared and implemented strategy for new business initiatives. Acted as a senior business representative on corporate committees, including those reviewing risks and controls. Chief Operating Officer of the Global Commodities Group (Energy, Precious and Base Metals, and Agricultural Products in Singapore, Hong Kong, Shanghai, London, Dubai, and New York.) Maintained and controlled cost effective business processes, and prepared and implemented strategy for new business initiatives. Acted as a senior business representative on corporate committees, including those reviewing risks and controls.

Senior Vice President

• Sep 2008 - Dec 2008

Responsible for integration of the Lehman Commodities team into Barclays. Responsible for integration of the Lehman Commodities team into Barclays.

Senior Vice President

• Mar 2007 - Sep 2008

Directly supported the Global Commodities business head and was a key member of Global management team for the business started in 2006 with physical and financial capabilities. Responsibilities included Crisis management role – monitoring all counterparty issues, including requests for contract renegotiation. Directly supported the Global Commodities business head and was a key member of Global management team for the business started in 2006 with physical and financial capabilities. Responsibilities included Crisis management role – monitoring all counterparty issues, including requests for contract renegotiation.

Director

• Mar 1989 - Mar 2007

Various Risk, Finance and Operations processing roles with increasing management responsibilities. Most recent roles was as Senior Coordinator for Global Capital Market Approval Committee where I was responsible for review of structured products and transactions for Corporate and Investment Bank. Also served as Market Risk Manager for Commodity Derivatives, Municipal Sales and Trading, Municipal Derivatives, and North American Interest Rate Products, Credit Derivatives and Short Term Credit Products where I reviewed market risk exposures for each trading desk, prepared weekly analysis of general market conditions affecting trading desks for senior management and prepared stress test analyses. Show less

Regulatory Analyst

• Jan 1987 - Mar 1989

Regulatory analyst for broker dealer entity. Responsible for all Net Capital and Customer protection reporting (15c3-1 and 15c3-3). Regulatory analyst for broker dealer entity. Responsible for all Net Capital and Customer protection reporting (15c3-1 and 15c3-3).

Examiner

• Nov 1984 - Jan 1987

Financial Examiner. Financial Examiner.