Pablo Echeverri

Assistant General Counsel at OTC Markets Group
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Contact Information
us****@****om
(386) 825-5501
Location
Washington, District of Columbia, United States, US
Languages
  • English Native or bilingual proficiency
  • Spanish Native or bilingual proficiency
  • French Native or bilingual proficiency
  • Italian Limited working proficiency

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Credentials

  • Securities Industry Essentials
    FINRA
    Dec, 2021
    - Nov, 2024
  • Admitted in New York
    -
  • Admitted in Washington, DC
    -

Experience

    • United States
    • Financial Services
    • 1 - 100 Employee
    • Assistant General Counsel
      • Mar 2022 - Present

    • United States
    • Financial Services
    • 700 & Above Employee
    • Office of International Affairs
      • Nov 2020 - Mar 2022

    • United States
    • Higher Education
    • 1 - 100 Employee
    • Assistant Professor of Law
      • Sep 2018 - Jun 2021

      Taught courses in corporate law and securities regulation. Research interests include securities law and Latin American legal issues. Taught courses in corporate law and securities regulation. Research interests include securities law and Latin American legal issues.

    • United States
    • Higher Education
    • 700 & Above Employee
    • Postdoctoral Fellow
      • Aug 2015 - Aug 2018

      Postdoctoral Fellow at Berkeley Law's Robbins Collection under the mentorship of Prof. Laurent Mayali. Comparative law research focused on securities regulation and constitutional architecture. Postdoctoral Fellow at Berkeley Law's Robbins Collection under the mentorship of Prof. Laurent Mayali. Comparative law research focused on securities regulation and constitutional architecture.

    • United States
    • Law Practice
    • 700 & Above Employee
    • Associate, Corporate Group
      • 2014 - 2015

      Practice focused on asset management work, concentrating on the structuring and offering of domestic and international private equity funds and other alternative investment funds. Practice focused on asset management work, concentrating on the structuring and offering of domestic and international private equity funds and other alternative investment funds.

    • United States
    • Law Practice
    • 700 & Above Employee
    • Associate, Global Securities Group & Latin America Practice
      • 2012 - 2014

      Capital markets practice representing U.S. and Latin American issuers and underwriters in debt and equity offerings. Draft offering documents and transaction contracts. Ensure compliance with Securities Act of 1933 and Securities Exchange Act of 1934. Conduct due diligence review. Advise clients on FCPA, OFAC and AML compliance matters. Significant representations include underwriter, issuer-side and general corporate work for Ecopetrol, YPF, Empresas Publicas de Medellin, Findeter, TGS and TgP. Capital markets practice representing U.S. and Latin American issuers and underwriters in debt and equity offerings. Draft offering documents and transaction contracts. Ensure compliance with Securities Act of 1933 and Securities Exchange Act of 1934. Conduct due diligence review. Advise clients on FCPA, OFAC and AML compliance matters. Significant representations include underwriter, issuer-side and general corporate work for Ecopetrol, YPF, Empresas Publicas de Medellin, Findeter, TGS and TgP.

    • United States
    • Higher Education
    • 700 & Above Employee
    • Research Assistant, Prof. Laurent Mayali
      • Apr 2011 - May 2012

      Performed research on criminal justice reforms in Colombia. Translated academic documents from English to Spanish and English to French. Performed research on criminal justice reforms in Colombia. Translated academic documents from English to Spanish and English to French.

    • United States
    • Law Enforcement
    • 700 & Above Employee
    • Legal intern
      • May 2011 - Aug 2011

      Analyzed and made recommendations on inmate applications to the International Prisoner Transfer Program. Provided legal research to attorneys, including research and analysis on the applicability of the attorney-client privilege to government lawyers. Analyzed and made recommendations on inmate applications to the International Prisoner Transfer Program. Provided legal research to attorneys, including research and analysis on the applicability of the attorney-client privilege to government lawyers.

    • Judicial intern
      • Jun 2010 - Aug 2010

      Conducted legal research, prepared new case memoranda, and assisted with the drafting of judicial opinions on variety of civil and criminal cases, including class action Title VII suits and collateral attacks on criminal convictions. Observed and assisted judge in courtroom proceedings and pretrial conferences. Conducted legal research, prepared new case memoranda, and assisted with the drafting of judicial opinions on variety of civil and criminal cases, including class action Title VII suits and collateral attacks on criminal convictions. Observed and assisted judge in courtroom proceedings and pretrial conferences.

    • United States
    • Financial Services
    • 700 & Above Employee
    • Private Bank Analyst, Latin America Team
      • 2007 - 2009

      Supported Wealth Advisors (senior attorneys) in creating and implementing comprehensive tax and wealth planning strategies for Latin American ultra-high-net-worth clients; Researched and wrote memoranda on international legal developments that were of consequence to clients, such as tax reforms in Mexico and the United Kingdom. Supported Wealth Advisors (senior attorneys) in creating and implementing comprehensive tax and wealth planning strategies for Latin American ultra-high-net-worth clients; Researched and wrote memoranda on international legal developments that were of consequence to clients, such as tax reforms in Mexico and the United Kingdom.

Education

  • University of California, Berkeley - School of Law
    JD, Law
    2009 - 2012
  • University of Pennsylvania
    BA, Political Science
    2003 - 2007
  • Institut d'Etudes politiques de Paris
    International Program Diploma, International Relations and Affairs
    2005 - 2006

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