Osleidys Estrada Arteaga
Compliance Officer at Barnett Capital Bank- Claim this Profile
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Español Native or bilingual proficiency
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Ingles Full professional proficiency
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Frances Limited working proficiency
Topline Score
Bio
Credentials
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Anti Money Laundering Certification - Certified Associate
FIBA (Florida International Bankers Association)Aug, 2008- Oct, 2024 -
Anti Money Laundering Specialist (CAMS)
ACAMSAug, 2007- Oct, 2024 -
Stock Broker and Analyst License
National Securities Commission of PanamaMar, 2011- Oct, 2024
Experience
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Barnett Capital Bank
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Financial Services
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1 - 100 Employee
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Compliance Officer
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Oct 2016 - Present
Implements an effective and efficient BSA/AML & OFAC compliance program to ensure the Bank´s policies and procedures minimize risk exposure and comply with appropriate laws and regulations.• Provides the Board of Directors, Senior Management, and Compliance Committee Members with the information necessary to keep its members properly informed regarding effectiveness of the AML process.• Write and file Suspicious Activity Reports (SARs) as needed.• Prepares minutes for the Compliance Committee Meeting.• Jointly with Senior Management to implement an ongoing BSA/AML & OFAC training program to include general AML training and more specific training that focuses on a particular function to increase employee’s awareness and knowledge in BSA/AML compliance. Show less
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VP Operations Manager
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Jan 2011 - Oct 2016
• Supervision of daily and monthly closings operations while delivering reports reliable and timely to the supervisory bodies or audit institutions.• Coordinate and prepare the opportunity information required by internal and external audit.• Responsible to respond regulatory reviews, external and internal audit reports in a timely manner monitoring the proposed action plans.• Operation and management of the SWIFT system• Enter in the core banking foreign currency transactions, including exchange rates for calculation of revaluation Deal record investment buying tickets. Also, approved overdrafts transactions.• Responsible for convening the Operations Committee and secretary of the same.• Local control expenses according to the annual budget. Show less
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DAVOS FINANCIAL CORP.
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United States
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1 - 100 Employee
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Compliance Officer
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Dec 2006 - Dec 2010
Compliance Officer • Ensured that policies and procedures are updated when regulations change, when new products are introduced or when other significant changes occur. • Ensured that all employees receive copies of the Bank’s policies and the portions of the procedures that relate to each employee position will and be responsible for providing updates to all staff. • Trained of new employees on regulatory policies and procedures regarding “Know Your Customer”, anti-money laundering and financing of terrorism practices. • Trained all Bank employees when significant changes in laws and regulations occur. • Provided annual refreshers for all employees including the Bank’s “Know Your Customer”, anti-money laundering and terrorist financing practices. Attendance lists will be prepared for all formal training classes. • Scheduled periodic training sessions for compliance with this KYC Policy. • Conducted periodic testing of policies and procedures at least once a year. • Maintained logs to monitor progress on all audit exceptions discovered during self testing, internal or external audits. • Notified Senior Management and the Regulator when suspicious activity is detected. • Maintained complete set of Government of Antigua and Barbuda Offshore Bank regulations, guidelines and amendments., library of handbooks and other resource material relating to regulatory compliance, complete set of policies and procedures that have been adopted for use by the Bank. • Maintained an annual calendar which will contain: Dates of upcoming regulatory changes, training schedules, due dates for audit exceptions, policy and procedure update deadlines, dates of upcoming audits and other tasks assigned by Senior Management. • Oversaw and monitored the implementation of the Compliance Program. • Assisted in coordinating internal compliance review and monitoring activities, including annual or periodic reviews of departments and audits. Show less
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Mercantil Banco
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Venezuela
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Banking
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700 & Above Employee
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Internal Audit Specialist
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Jul 2001 - Dec 2006
• Auditor of the foreign agencies in charge of developing assigned areas of the Financial Statement. • Reviewed, analyzed and evaluated of corporate procedures which include operatives, financial, accountable and internal control related to every Business Department in the Corporation (MSF). • Evaluated program development for each audit. • Performed Internal Control Reports and Audit Reports addressed to the management. • Reviewed and translated of reports issued by the Internal Audit Department of Commercebank. • Responsible for the projects assigned according to the Management Program. • Reviewed, analyzed and evaluated corporate procedures which include operatives, financial, accountable and control related to every Business Unit in the Corporation (MSF). • Evaluated programs for each audit. • Prepared Internal Audit Reports addressed to the management. Show less
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Mercantil Bank
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United States
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Financial Services
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200 - 300 Employee
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Support Trainee Auditor
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Jul 2003 - Jun 2004
Auditor selected to participate in a training program as part of auditing staff for acquiring knowledge of regulations and procedures of the corporation. Auditor selected to participate in a training program as part of auditing staff for acquiring knowledge of regulations and procedures of the corporation.
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Inelectra
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Venezuela
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Oil and Gas
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700 & Above Employee
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Treasury Accountant
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Oct 1999 - Apr 2001
• Reconciled financial records and statement with General Ledger. • Performed Analysis of individual accounts. • Computed and paid of benefits to certain employees, and contractor personnel. • Reconciled financial records and statement with General Ledger. • Performed Analysis of individual accounts. • Computed and paid of benefits to certain employees, and contractor personnel.
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Baker Hughes, S.R.L
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Venezuela
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Accounting Assistant.
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Jan 1997 - Aug 1999
• Prepared reconciliations of account payables with foreign offices and the Head Office located at Houston. • Prepared Reconciliations of account receivables with foreign offices and the Head Office located at Houston. • Performed analysis of corporate and individual accounts. • Prepared reconciliations of account payables with foreign offices and the Head Office located at Houston. • Prepared Reconciliations of account receivables with foreign offices and the Head Office located at Houston. • Performed analysis of corporate and individual accounts.
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Deloitte
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Venezuela
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Auditor
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Aug 1995 - Dec 1996
Performed a full spectrum of auditing functions including audit testing for numerous financial accounts, test of controls, evaluation and documentation of accounting systems. Performed a full spectrum of auditing functions including audit testing for numerous financial accounts, test of controls, evaluation and documentation of accounting systems.
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Education
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EALDE Business School
• Master in Risk Management, Operations Management and Supervision -
1999 - 2001
Universidad Católica Andrés Bello
Postgraduate Certificate of Information Systems, Information Systems - Computing -
1991 - 1996
Universidad Católica Andrés Bello
Bachelor of Public Accounting, Public Accounting
Community
