Experience

Blockchain.com

• KYC Analyst



Barclays

• United Kingdom
• Financial Services
• 700 & Above Employee

• QA/QC Manager

  • Nov 2021 - Jul 2023

  United Kingdom • Quality assurance process through assessing Financial Crime processes to understand if the right outcome achieved. • Worked closely with colleagues and areas across the organization to enable the delivery of consistently high standards of assurance. • Identified root causes impacting KYC quality, agreed fail points with stakeholders, defined & tracked action plan for quality recovery & continuous improvement measures. • Ensured KYC quality recovery action plan in-place and on-track… Show more • Quality assurance process through assessing Financial Crime processes to understand if the right outcome achieved. • Worked closely with colleagues and areas across the organization to enable the delivery of consistently high standards of assurance. • Identified root causes impacting KYC quality, agreed fail points with stakeholders, defined & tracked action plan for quality recovery & continuous improvement measures. • Ensured KYC quality recovery action plan in-place and on-track to address quality weaknesses identified in QA testing. • Performed QA reviews on complex client relationships. • Thoroughly documented EDD/CDD review findings in the system of records including all pertinent facts, information, and findings. • Performed due diligence on customers documentation using sources such as CIFAS, Full serve, open corporate just to name a few. Show less



Blockchain.com

• United Kingdom
• Internet Publishing
• 700 & Above Employee

• KYC Analyst

  • Feb 2021 - May 2021

  United Kingdom • Established and maintaind CDD for all new customers. • Oversee account opening process including new customer AML risk assessment. • Ensured necessary account opening documents were provided and certified. • Mitigated financial/reputational risk by ensuring appropriate controls are developed and maintained in compliance with regulatory requirements. • Completed QC KYC checks on all new clients, as well as checking all legal documentations for both existing and new… Show more • Established and maintaind CDD for all new customers. • Oversee account opening process including new customer AML risk assessment. • Ensured necessary account opening documents were provided and certified. • Mitigated financial/reputational risk by ensuring appropriate controls are developed and maintained in compliance with regulatory requirements. • Completed QC KYC checks on all new clients, as well as checking all legal documentations for both existing and new clients. • Applied the KYC business rules with internal policies and procedures to obtain and analyze the necessary documents for each client type. • Assessed and reviewed the screening alerts generated to determine if the alerts are either false or positive and escalated when required Show less