Experience

MONECO Advisors

• United States
• Financial Services
• 1 - 100 Employee

• Director of Operations & Chief Compliance Officer

  • Jan 2022 - Present

• Operations Manager

  • Mar 2021 - Apr 2023

  Work with the executive committee and other firm committees that run the day to day operations of the firm. Focus on advancing key business initiatives and managing various projects across all areas to elevate the advisor and client experience. Assist in general office operations including technology administration, financial functions, human resources, benefits administration and vendor management. Lead the onboarding process for new advisors, administrators and staff.The financial professionals at Moneco Advisors are registered representative with and Securities and Advisory Services offered through LPL Financial, a registered investment advisor. Member FINRA & SIPC. For hyperlinks to FINRA and SIPC, please refer to ‘See Contact Info’ section above.Third party posts found on this profile do not reflect the views of LPL Financial and have not been reviewed by LPL Financial as to accuracy or completeness.The financial professionals associated with LPL Financial may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state. Show less



Spruce Investment Advisors

• Sr. Vice President, Client Advisory

  • Jul 2011 - Mar 2021

  *Monitor and review client performance*Cultivate regular phone dialogue with clients regarding tactical and strategic portfolio changes*Portfolio rebalancing*Perform quarterly account reviews with clients*Respond to client inquiries and projects*Harvest tax losses*Review and approve monthly client reporting

• Director of Operations/CCO

  • Dec 2005 - Jul 2011

  *Portfolio Management Administration, trading, reconciliation, cash management and client profile requirements*Coordinate with traders, custodians, and counterparties regarding trade settlement*Negotiate contracts with third party vendors*Extensive interaction with attorneys on hedge fund documents*Responsible for annual audit, financial statements and K-1's*Responsible for compliance requirements including Form ADV, regulatory reporting, compliance manual, KYC*Manage the operations team Show less

• Operations Associate

  • Dec 2004 - Dec 2005

  *Set up new client accounts including contracts, custodial and transfer documents*Create presentation books for individual and group portfolios*Transfer securities*Liaison with many custodians*Launched 3 hedge funds including oversight of legal, custody and managerial*Facilitated client requests including wire transfers, authorization letters and new account agreements*Responsible for portfolio allocations, trading activity and daily cash balance requirements



Commonfund

• United States
• Investment Management
• 100 - 200 Employee

• Director

  • Jul 2000 - Dec 2004

  *Managed a team responsible for participant accounting and account services*Liaison between Operations, Client Relations and Clients*Established new funds and products*Recommended, tested and implemented enhancements to systems*Reviewed business analysis*Responsible for partnering with custodians and outside vendors

• Fund Accounting Supervisor

  • Dec 1998 - Jul 2000

  *Supervised a team responsible for pricing funds and reconciliation*Performed monthly cash flow for all domestic equity funds*Handled financial reporting for alternative investments

• Fund Accountant

  • May 1996 - Jul 2000

  *Responsible for reconciliation, valuation, pricing, financial reporting and fund accounting functions