Nor Azman Hamid
Chief Compliance Officer at Upbit Singapore- Claim this Profile
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English Native or bilingual proficiency
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Malay Native or bilingual proficiency
Topline Score
Bio
Credentials
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Verified Certificate for WEB 3.0 KNOWLEDGE CERTIFICATE IN FINANCIAL SERVICES
National University of SingaporeNov, 2021- Nov, 2024 -
Oxford Fintech Programme
The University of Oxford Saïd Business SchoolMar, 2018- Nov, 2024 -
Chainalysis KYT Certification
Chainalysis Inc.Sep, 2020- Nov, 2024 -
Chainalysis Reactor Certification (CRC)
Chainalysis Inc.Apr, 2020- Nov, 2024
Experience
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Upbit Singapore
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Singapore
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Financial Services
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1 - 100 Employee
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Chief Compliance Officer
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Oct 2018 - Present
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General Counsel & Regulatory Director
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Oct 2018 - Present
Upbit is one of the world’s leading digital assets trading Exchange and I recently joined as its APAC General Counsel & Director. In my role and responsibility, I am supporting the organization’s expansion into APAC market and beyond, developing the next-gen digital or crypto assets and services in line with the legal, licensing and regulatory requirements of those markets.
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General Counsel & Regulatory Director
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Jun 2018 - Present
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Pritle (Binck Forward)
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Netherlands
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Investment Management
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Co Founder, Legal & Risk Director at Pritle
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Oct 2015 - Jun 2018
Pritle is Netherlands first automated online retail wealth management company. Pritle is an intelligent and cost-effective way to help consumers manage their money. Pritle invests in globally diversified, low-cost funds and enables retail investors to create goal-based investments Responsible for the Regulatory Risk, Legal & HR function, which includes ensuring compliance with the Dutch and MiFID II regulatory standards. Pritle, Invest for a Sunny Day is now re-branded as Binck Forward.https://www.pritle.com/en/ ----> is now ---> https://forward.binck.nl/en/wealth-management/
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Governance Risk Compliance Director
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Apr 2017 - Feb 2018
BinckBank is one of the largest retail brokers in the EU with operations in NL, BE, FR, IT and ES. With the acquisition of Pritle, BinckBank expands its digital wealth management offering and provides the impetus toward the realization of its European growth ambitions in investment services.Winner of the 2017 Cashcow award for the best online wealth management service, Binck Forward.
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Fundix N.V.
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Netherlands
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Investment Management
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1 - 100 Employee
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Co-Founder & Director
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Apr 2014 - Oct 2015
Formally part of ING Bank, Fundix became the largest retail funds broker in the Netherlands with 1,500 ETF and mutual funds offered. Fundix, a Dutch AFM licensed broker & asset manager, was acquired by Pritle in 2015 and subsequently transferred all assets to BinckBank in 2017. Formally part of ING Bank, Fundix became the largest retail funds broker in the Netherlands with 1,500 ETF and mutual funds offered. Fundix, a Dutch AFM licensed broker & asset manager, was acquired by Pritle in 2015 and subsequently transferred all assets to BinckBank in 2017.
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Co-Founder & Director
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Apr 2013 - Dec 2013
Working in collaboration with affiliated software development companies, PayMana developed a cross platform mobile development framework together with an interactive content management system, analytic and customer engagement tools. Our vision is to empower companies to create mobile, interactive experiences that drive customer engagement. Working in collaboration with affiliated software development companies, PayMana developed a cross platform mobile development framework together with an interactive content management system, analytic and customer engagement tools. Our vision is to empower companies to create mobile, interactive experiences that drive customer engagement.
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UBS
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Switzerland
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Financial Services
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700 & Above Employee
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Head of Legal
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Dec 2010 - Jun 2012
Singapore and UK qualified lawyer with over 16 years of legal, risk and compliance experience in the banking and financial services industries across Asia Pacific and the Middle East. • Corporate law firm experience, as practicing lawyer in corporate, real estate financing and conveyance. • Extensive experience in structuring and execution of cross border transactions in multiple jurisdictions.• Strong management, leadership and project management experience delivering legal, risk, compliance and regulatory support for international banks across Indonesia, Singapore, Hong Kong and UAE.• Excellent interpersonal skills and the ability to operate effectively with people from diverse cultures and backgrounds.
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ABN AMRO Bank N.V.
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Netherlands
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Banking
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700 & Above Employee
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Regional Head Legal
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Jul 1996 - Dec 2010
- Developed an illustrious career within the Bank and was tasked with leading and managing the legal and regulatory function of the Bank's entities based out of Singapore, Indonesia and Middle East.- Have strong transactional experience in multiple jurisdictions and operating in complex cross border transactions. - Developed an illustrious career within the Bank and was tasked with leading and managing the legal and regulatory function of the Bank's entities based out of Singapore, Indonesia and Middle East.- Have strong transactional experience in multiple jurisdictions and operating in complex cross border transactions.
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Associate Lawyer
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1993 - 1996
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Education
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Saïd Business School, University of Oxford
Online Fintech course, Financial Technology & Innovation -
University of Melbourne
Master International Business (High Distinction) -
National University of Singapore
Bachelor of Laws (Honors)