Nilesh Panchal
Head Compliance and Legal at Prudent Broking Services Pvt. Ltd.- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
IN
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Experience
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Prudent Broking Services Pvt. Ltd.
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India
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Financial Services
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1 - 100 Employee
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Head Compliance and Legal
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Oct 2020 - Present
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Tipsons Stock Brokers Private Limited
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Ahmedabad, Gujarat, India
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Compliance Officer
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Nov 2018 - Oct 2020
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Bhumika Consultancy Pvt Ltd - India
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India
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Financial Services
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1 - 100 Employee
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Compliance Officer
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May 2018 - Oct 2018
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Tipsons Stock Brokers Private Limited
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Ahmedabad Area, India
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Compliance Officer
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Jul 2016 - Apr 2018
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KIFS Securities Ltd.
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India
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Financial Services
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1 - 100 Employee
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Compliance Executive
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Jan 2013 - Jun 2016
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Audit Manager
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Mar 2012 - Dec 2012
Conducting Internal Audit of Stock Brokers and DPs, Inspection of Sub Brokers and Branches, Financial Audit of Stock Brokers.
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Audit Trainee
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Sep 2008 - Feb 2012
Conducting Internal Audit of Stock Brokers and DPs, Inspection of Sub Brokers and Branches, Financial Audit of Stock Brokers.
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Education
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The Institute of Chartered Accountants of India
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2012 - 2013
Gujarat University
Post Gratuation, Commerce -
2007 - 2010
M. C. Shah Commerce College (NavGujarat Campus)
Gratuation, Commerce
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