Nikki Senior Adv. Cert (CDD)

Client Due Diligence Analyst at Carey.
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Contact Information
us****@****om
(386) 825-5501
Location
Guernsey, GG

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Credentials

  • Advanced Certificate in Practical Customer Due DiIgence (Distinction)
    International Compliance Association
    Jun, 2023
    - Oct, 2024
  • ICA Associate Membership
    International Compliance Association
    Jul, 2023
    - Oct, 2024
  • Certificate of Offshore Administration - Introduction to Funds (Merit)
    -
  • Certificate of Offshore Administration - Introduction to Trust & Company Accounts (Merit)
    -
  • Guernsey Police - Basic Police Disclosure (11 July 2017)
    -
  • ICA Certificate in KYC and CDD
    International Compliance Association
  • Securities Institute IAQ - FSA Regulatory Environment (Pass)
    -
  • Securities Institute IAQ - Introduction to Securities and Investment (Pass)
    -

Experience

  • Carey.
    • Guernsey
    • Financial Services
    • 1 - 100 Employee
    • Client Due Diligence Analyst
      • Oct 2017 - Present

      My primary role is in relation to the review and processing of Client Due Diligence (CDD) documentation for multiple investors such as individuals, companies, trusts and foundations. I find the diversity of the investors being on-boarded on a regular basis hugely interesting and rewarding. I am also involved with the update of share registers processing of stock transfers, calls, distributions and other aspects of closed ended, private equity and GP/LP structures. My primary role is in relation to the review and processing of Client Due Diligence (CDD) documentation for multiple investors such as individuals, companies, trusts and foundations. I find the diversity of the investors being on-boarded on a regular basis hugely interesting and rewarding. I am also involved with the update of share registers processing of stock transfers, calls, distributions and other aspects of closed ended, private equity and GP/LP structures.

  • RBC Investor Services
    • Canada
    • Financial Services
    • 700 & Above Employee
    • Senior Administrator - Transaction Processing, Shareholder Services, RBC Offshore Fund Managers Ltd
      • Nov 2015 - Sep 2017

  • RBC Wealth Management
    • Canada
    • Financial Services
    • 700 & Above Employee
    • Senior Administrator - RBC Offshore Fund Managers Limited
      • Sep 2001 - Oct 2015

    • Administrator - RBC Offshore Fund Managers Limited
      • Jan 1999 - Aug 2001

    • A-Level Trainee
      • Aug 1998 - Jan 1999

  • Woolworths
    • South Africa
    • Retail
    • 700 & Above Employee
    • Sales Assistant
      • Nov 1994 - Jul 1998

Education

  • Guernsey Grammar School
    1991 - 1998
  • Haute Capelles
    1984 - 1991

Community

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