Niclas Carling
Head Of Compliance at TF Bank- Claim this Profile
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English Professional working proficiency
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Experience
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TF Bank
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Sweden
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Banking
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100 - 200 Employee
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Head Of Compliance
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Aug 2018 - Present
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Head Of Compliance
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Aug 2018 - Present
TF Bank AB is a digitalized niche bank with operations in seven countries and it´s head quarters located in Borås, Sweden. TF Bank AB is listed on the Nasdaq OMX mid cap list. The product range covers unsecured consumer loans, savings accounts, credit cards and, via the subsidiary Avarda AB, payment solutions for e-business and retail. TF Bank AB also owns the Norwegian banking institute BB Bank ASA which is located in Bergen, Norway.
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FOREX Bank
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Panama
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Financial Services
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1 - 100 Employee
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Head of Compliance
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Mar 2017 - Aug 2018
Responsible for group compliance activities within Forex Bank AB. Forex has app 1 100 employees, 130 bank offices and acitivities via branch offices in Denmark, Finland and Norway. Forex core business is currency exchange and consumer products such as unsecured loans, credit and debit cards and savings accounts. The risk environment is therefore mainly affected by AML issues, consumer credit regulations and data protection issues. General challenges for the time being are implementation of GDPR, changes in the AML directive (AMLD 4), tracking changes in Danish, Finnish and Norwegian regulations and evaluating our own implementation.
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Collector Bank
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Sweden
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Financial Services
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100 - 200 Employee
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Head of Compliance
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Oct 2010 - Mar 2017
The compliance work comprises risk assessment, planning, compliance education, control activities and steering documents. I have a deep understandning of the law and regulations that concerns a modern banking business, i.e, regulations issued by the Financial Supervisory Authorities in Sweden, Finland and Norway, consumer protection regulations, personal data protection, Anti money laundering activities, It- and information protection etc. The compliance work comprises risk assessment, planning, compliance education, control activities and steering documents. I have a deep understandning of the law and regulations that concerns a modern banking business, i.e, regulations issued by the Financial Supervisory Authorities in Sweden, Finland and Norway, consumer protection regulations, personal data protection, Anti money laundering activities, It- and information protection etc.
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Advokat and partner
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Mar 2006 - Sep 2010
Business law and litigation. Business law and litigation.
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Rosengrens Advokatbyrå
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Sweden
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Law Practice
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1 - 100 Employee
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Advokat, partner
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Feb 1995 - Feb 2006
Worked mainly with company law, distribution agreements and litigation - both civil and criminal law. Worked mainly with company law, distribution agreements and litigation - both civil and criminal law.
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Education
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University of Lund
LLM, Law studies including sociology of law -
Swedish Armed Forces
Captain in the reserves (artillery) -
Sigrid Rudebecks Gymnasium, Gothenburg
3-årig humanistisk linje, språk