Nicki Pitts
Client Care Executive at FLM- Claim this Profile
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Topline Score
Bio
Alison Woodbridge
Nicki's really helped me to understand my pension, where I am and what I need to do for the future. Professional helpful advise and options. Thank you Nick!
Alison Woodbridge
Nicki's really helped me to understand my pension, where I am and what I need to do for the future. Professional helpful advise and options. Thank you Nick!
Alison Woodbridge
Nicki's really helped me to understand my pension, where I am and what I need to do for the future. Professional helpful advise and options. Thank you Nick!
Alison Woodbridge
Nicki's really helped me to understand my pension, where I am and what I need to do for the future. Professional helpful advise and options. Thank you Nick!
Credentials
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Level 4 Diploma
Chartered Insurance InstituteMar, 2019- Nov, 2024 -
Equity Release
Chartered Insurance InstituteJan, 2008- Nov, 2024 -
Financial Planning Certificate 1
Chartered Insurance InstituteJun, 1994- Nov, 2024 -
Financial Planning Certificate 2
Chartered Insurance InstituteJan, 1994- Nov, 2024 -
Financial Planning Certificate 3
Chartered Insurance InstituteJan, 1994- Nov, 2024 -
RO1
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RO2
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RO4
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RO6
Chartered Insurance Institute
Experience
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FLM
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United Kingdom
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Financial Services
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1 - 100 Employee
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Client Care Executive
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Apr 2018 - Present
Our mission is to always put our clients goals at the centre of everything we do. We listen to our clients, deliver a comprehensive financial strategy and then ensure that plan remains relevant and up to date over time. We know that financial success is best achieved through precise and sustained focus, which is why our teams work very closely to create the best possible outcome. There are three approaches in which we can provide financial focus. Financial Focus For You, Financial Focus For Your Talent & Financial Focus For Your Business. For career opportunities have a look at our careers page on our website for live job updates. FLM is an Appointed Representative of and represents only St. James’s Place Wealth Management plc (which is authorised and regulated by the Financial Conduct Authority) for the purpose of advising solely on the Group’s wealth management products and services, more details of which are set out on the Group’s website www.sjp.co.uk/products. The title ‘Partner Practice’ is the marketing term used to describe St. James’s Place representatives. FLM Wealth Management is a trading name of Financial Lifestyle Management Ltd, which is registered in England & Wales No. 04426632. Registered Office: Basildon House, 7-11 Moorgate, London, EC2R 6AF.
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CMP Financial - St. James's Place Wealth Management
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United Kingdom
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Financial Services
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1 - 100 Employee
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Adviser Support Team Manager & Events Manager
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Apr 2016 - Apr 2018
Responsible for managing a team of nine who provided the essential support for eleven wealth management advisers. The management of this function included: - Performance management and appraisals - Implementation and construction of development plans - Work flow and business projections - Compliance monitoring with regulatory guidelines - End to end process management - Internal relationship development and support within St James's Place - Creating a centre of excellence for the practice and proactively managing its development - End to end management of a substantial events programme for the practice of 60 separate client events
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Succession Wealth
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United Kingdom
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Financial Services
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300 - 400 Employee
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Senior Client Service Manager
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Oct 2007 - Mar 2016
The key link between the client, the practice and the individual financial advisers. I was responsible for the management and over sight of a team of 25 which included adviser and admin support functions. My role included the following : - Financial compliance for advisers and support functions - Management of workflow for the whole practice to regulatory and organisational requirements - Direct line management responsibility for the admin team which included performance management, policy implementation and daily operation. - Management of the client account and daily execution of financial trading strategies
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SG Mortgage Services
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Hitchin
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Independent Financial Adviser
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Sep 1997 - Sep 2001
Fully qualified Financial adviser offering holistic financial advice to high net worth clients in Hertfordshire. The advice included: - Complex independent mortgage advice across high street and specialist lending platforms - Bespoke individual, family and corporate protection advice - Specialist retirement planning advice linked to complex borrowing needs Fully qualified Financial adviser offering holistic financial advice to high net worth clients in Hertfordshire. The advice included: - Complex independent mortgage advice across high street and specialist lending platforms - Bespoke individual, family and corporate protection advice - Specialist retirement planning advice linked to complex borrowing needs
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Education
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1986 - 1988
Boston College
Business Studies Diploma -
1979 - 1984
Kitwood Girls School
Community
