Nick Austin
Senior Controller at Paralel Technologies- Claim this Profile
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Bio
Credentials
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Certified Public Accountant, Colorado
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Certified Public Accountant, Texas
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Experience
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Paralel Technologies
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Financial Services
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1 - 100 Employee
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Senior Controller
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Jun 2022 - Present
Senior Controller, overseeing the budgeting, accounting and financial reporting activities for our fund advisory and fund administration, distribution, transfer agent, and broker dealer operations. Senior Controller, overseeing the budgeting, accounting and financial reporting activities for our fund advisory and fund administration, distribution, transfer agent, and broker dealer operations.
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ALPS, A DST Company
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United States
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Financial Services
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1 - 100 Employee
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Vice President/Fund Controller
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Nov 2018 - May 2022
Vice President with ALPS Fund Services, a division of SS&C which offers registered fund services. I manage fund administration services for open-end mutual funds, closed-end mutual funds, and interval funds as well as manage the fund controller team. In my capacity as a fund controller, I am responsible for:- Financial reporting including SEC regulatory filings such as N-CSR, N-PORT Part F, N-CEN, 24F-2, and annual registration statement updates,- Expense budgeting/accrual analysis and accounts payable process,- Distributions and required communications, and- Accounting and regulatory updates.
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Champion Medical Center Baton Rouge
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Hospitals and Health Care
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1 - 100 Employee
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Chief Financial Officer
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2016 - Nov 2018
Chief Financial Officer of Champion Medical Center-Louisiana, LLC, a short-stay surgical hospital located in Baton Rouge, LA. Upon the facility's closure in August 2017, I managed the liquidation of all aspects of the facility. Chief Financial Officer of Champion Medical Center-Louisiana, LLC, a short-stay surgical hospital located in Baton Rouge, LA. Upon the facility's closure in August 2017, I managed the liquidation of all aspects of the facility.
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Next Health USA
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United States
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Hospitals and Health Care
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1 - 100 Employee
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President Laboratory Services
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2013 - 2016
President of Next Health's laboratory division, where I managed the day-to-day operations of four CLIA-accredited medical laboratories with over 100 clinical and administrative employees in multiple physical geographies, oversaw 3rd party billing operations, and developed new product lines.Prior to my position as President of Next Health's laboratory division, I served as Chief Operating Officer of Next Health's surgical implants division, and before that was Vice President of Securities and Syndication where I oversaw the investor subscription process for affiliated joint ventures, including the applicable SEC and state securities commission regulatory reporting.
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KPMG
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Canada
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Accounting
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700 & Above Employee
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Senior Manager
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2004 - 2013
I provided audit services to entities in the financial services and communications industries, with a focus on private equity and registered investment funds. In this capacity, I coordinated the review and issuance of financial statements, registration statements, SOC 1 reports, and comfort letters for a variety of clients. In my role, I managed engagement teams staffing 50 employees in multiple locations and oversaw the valuation testwork of financial instruments and derivative positions. I provided audit services to entities in the financial services and communications industries, with a focus on private equity and registered investment funds. In this capacity, I coordinated the review and issuance of financial statements, registration statements, SOC 1 reports, and comfort letters for a variety of clients. In my role, I managed engagement teams staffing 50 employees in multiple locations and oversaw the valuation testwork of financial instruments and derivative positions.
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Education
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1999 - 2004
University of Denver
Master of Business Administration (M.B.A.), Accounting -
1999 - 2004
University of Denver
Bachelor of Science (B.S.), Accounting
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