Nicholas Thomas
Legal Intern at Investment Company Institute- Claim this Profile
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Bio
Experience
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Investment Company Institute
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United States
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Industry Associations
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100 - 200 Employee
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Legal Intern
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Aug 2022 - Present
• Investigating alleged conflict of interests and violation other fiduciary duties of investment management companies involving environmental, social, and corporate governance policies ("ESG") • Investigating alleged conflict of interests and violation other fiduciary duties of investment management companies involving environmental, social, and corporate governance policies ("ESG")
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Legal Intern of the New Jersey Division of Consumer Affairs
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Jan 2022 - Aug 2022
• Investigated alleged insider trader incidents through comparing various financial statements with public information to determine the existence of insider trading • Analyzed customer accounts, business continuity plan changes, and written correspondences of broker-dealers to determine if there was a violation of New Jersey securities law including: negligently misrepresenting margin requirements, negligently misrepresenting the risk associated with options trading, or unlawfully restricting trading • Drafted cease and desist orders against cryptocurrency schemes fraudulently posing as registered New Jersey broker-dealers Show less
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The George Washington University Law School
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United States
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Higher Education
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300 - 400 Employee
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Research Assistant to Professor Jeffrey Manns
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May 2021 - May 2022
• Researched governance structures and fiduciary duties of higher education institutions’ Boards of Trustees to identify gaps in governing experience, accountability, and transparency regulations • Analyzed and compared the duties of public and private higher education Boards to those of non- profit and for-profit corporation Boards to support Prof. Manns’ thesis that increased independence and accountability in higher education institutions would encourage mergers and acquisitions as a solution to universities’ insolvency Show less
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Morris County Courthouse, Superior Court
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Morristown, New Jersey, United States
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Judicial Intern
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May 2021 - Aug 2021
• Drafted court orders and statement of reasons analyzing relevant New Jersey contract law and family law to be reviewed by Judge and executed in court • Designed and created an outline used in court synthesizing the requirements of an Order to Show Cause to make proceedings more efficient • Drafted court orders and statement of reasons analyzing relevant New Jersey contract law and family law to be reviewed by Judge and executed in court • Designed and created an outline used in court synthesizing the requirements of an Order to Show Cause to make proceedings more efficient
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The Law Office of Scott J. Goldstein
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Denville, New Jersey, United States
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Bankruptcy Law Intern
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Jun 2018 - Aug 2018
• Prepared exhibits in anticipation for depositions and court cases by transferring all relevant information into an electronic file with a paper copy • Prepared exhibits in anticipation for depositions and court cases by transferring all relevant information into an electronic file with a paper copy
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Education
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The George Washington University Law School
Doctor of Law - JD, Banking, Corporate, Finance, and Securities Law -
Seton Hall University
Bachelor of Arts - BA, English Literature (British and Commonwealth)