Nicholas Thomas

Legal Intern at Investment Company Institute
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Contact Information
us****@****om
(386) 825-5501
Location
JE

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Experience

    • United States
    • Industry Associations
    • 100 - 200 Employee
    • Legal Intern
      • Aug 2022 - Present

      • Investigating alleged conflict of interests and violation other fiduciary duties of investment management companies involving environmental, social, and corporate governance policies ("ESG") • Investigating alleged conflict of interests and violation other fiduciary duties of investment management companies involving environmental, social, and corporate governance policies ("ESG")

    • Legal Intern of the New Jersey Division of Consumer Affairs
      • Jan 2022 - Aug 2022

      • Investigated alleged insider trader incidents through comparing various financial statements with public information to determine the existence of insider trading • Analyzed customer accounts, business continuity plan changes, and written correspondences of broker-dealers to determine if there was a violation of New Jersey securities law including: negligently misrepresenting margin requirements, negligently misrepresenting the risk associated with options trading, or unlawfully restricting trading • Drafted cease and desist orders against cryptocurrency schemes fraudulently posing as registered New Jersey broker-dealers Show less

    • United States
    • Higher Education
    • 300 - 400 Employee
    • Research Assistant to Professor Jeffrey Manns
      • May 2021 - May 2022

      • Researched governance structures and fiduciary duties of higher education institutions’ Boards of Trustees to identify gaps in governing experience, accountability, and transparency regulations • Analyzed and compared the duties of public and private higher education Boards to those of non- profit and for-profit corporation Boards to support Prof. Manns’ thesis that increased independence and accountability in higher education institutions would encourage mergers and acquisitions as a solution to universities’ insolvency Show less

  • Morris County Courthouse, Superior Court
    • Morristown, New Jersey, United States
    • Judicial Intern
      • May 2021 - Aug 2021

      • Drafted court orders and statement of reasons analyzing relevant New Jersey contract law and family law to be reviewed by Judge and executed in court • Designed and created an outline used in court synthesizing the requirements of an Order to Show Cause to make proceedings more efficient • Drafted court orders and statement of reasons analyzing relevant New Jersey contract law and family law to be reviewed by Judge and executed in court • Designed and created an outline used in court synthesizing the requirements of an Order to Show Cause to make proceedings more efficient

  • The Law Office of Scott J. Goldstein
    • Denville, New Jersey, United States
    • Bankruptcy Law Intern
      • Jun 2018 - Aug 2018

      • Prepared exhibits in anticipation for depositions and court cases by transferring all relevant information into an electronic file with a paper copy • Prepared exhibits in anticipation for depositions and court cases by transferring all relevant information into an electronic file with a paper copy

Education

  • The George Washington University Law School
    Doctor of Law - JD, Banking, Corporate, Finance, and Securities Law
    2020 - 2023
  • Seton Hall University
    Bachelor of Arts - BA, English Literature (British and Commonwealth)
    2016 - 2020

Community

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