Experience

國泰金融控股股份有限公司(Cathay Financial Holdings)

• Assistanat Vice President

  • Feb 2022 - Present

  Product and Investment Advisory Product and Investment Advisory



永豐金證券(亞洲)有限公司

• Product & Trading Dept. Senior Trader

  • Nov 2020 - Jan 2022

  -Provide professional advisory on market analysis and investment for Over The Counter (OTC) products in fixed Income products, structured product and mutual funds. -Product Due Diligence related to Fixed Income products and mutual funds. -Actively manage equities and fixed income investment portfolio. Achieve investment target within acceptable risk exposure. -Close communication and interactions with internal departments and external partners related to investment products. -Deep understanding of client’s needs, work closely with sales staff to gain knowledge -Conduct the product training and market briefing to internal staff. -To develop, manage and review investment products sales processes, sales scripts, procedures, etc. -Train and guide the development of subordinates. Show less



TC Concord Securities

• Bond Trader Senior Manager

  • Feb 2018 - Apr 2020

  *To start a setup Fixed income product Dept. *Bond trading volume rises *Increase more cooperative counter-party *Execute investment strategy for the TC Concord Global Bond Fund an investment portfolio to achieve profit targets. *Visit client and provide trading strategies *Answer questions about Bond Trade by Financial regulators (HK SFC ) *To start a setup Fixed income product Dept. *Bond trading volume rises *Increase more cooperative counter-party *Execute investment strategy for the TC Concord Global Bond Fund an investment portfolio to achieve profit targets. *Visit client and provide trading strategies *Answer questions about Bond Trade by Financial regulators (HK SFC )



Cantors Goldwin Venture Capital

• Senior Project Manager

  • Jun 2015 - Feb 2018

  *Specialized in delegating various investment projects and initiating discussions and researches to present the case that has the most profitable. *Participate in Plant Factory investment projects during the period until February 2018. *Conduct market analysis reports for private clients. *Specialized in delegating various investment projects and initiating discussions and researches to present the case that has the most profitable. *Participate in Plant Factory investment projects during the period until February 2018. *Conduct market analysis reports for private clients.



凱基證券

• Taiwan
• Financial Services
• 300 - 400 Employee

• Futures Department Manager Assistant

  • May 2014 - Jun 2015

  *Execution of customer order and pricing in oversea Futures Market *Monitor customer margin call *Settlement of futures markets *Execution of customer order and pricing in oversea Futures Market *Monitor customer margin call *Settlement of futures markets



Oxfam

• United Kingdom
• Non-profit Organizations
• 700 & Above Employee

• Volunteer for C2P (China to Portugal) Bike tour

  • Dec 2012 - Nov 2013

  A bike tour started from China and passed 15 countries to the westernmost of Eurasia (Cabo da Roca in Portugal)and Fund-raising with Oxfam HK. http://blog.sina.com.cn/nelsonlam88 A bike tour started from China and passed 15 countries to the westernmost of Eurasia (Cabo da Roca in Portugal)and Fund-raising with Oxfam HK. http://blog.sina.com.cn/nelsonlam88



元大寶來證券

• Sales Trader

  • Oct 2009 - Aug 2012

  *Service with Institution Client Trading Oversea Equity and Financial Product *Develop and maintain Institutional Corporation relationship *Visit Institution Client and provide trading strategies idea *Service with Institution Client Trading Oversea Equity and Financial Product *Develop and maintain Institutional Corporation relationship *Visit Institution Client and provide trading strategies idea



The Federation of WWOOF Organisations (FoWO)

• Volunteer for Austria WWOOF

  • Jun 2008 - May 2009

  Different working experiences of Farm, Shrimper boat and Slaughterhouse Different working experiences of Farm, Shrimper boat and Slaughterhouse

• Futures Dept. (Assistant Vice President)

  • May 2005 - Nov 2006

  *Hong Kong Futures and Options trading*Built-up a link between Hong Kong and Taiwan Electronic Trading System (eWinner)*Monitor customer margin call*Writing a research report for Financial website and News (Finet H.K and China Securities News)

• International Dept. (Product Manager PM )

  • Oct 2003 - Oct 2005

  *Structure Product and OTC trading.*Visit client and provide trading strategies*Use the company's funds to make a profits

• International Dept. (Head of Trader)

  • May 2001 - Oct 2003

  *Trading in Global Equity Market*Perform trade execution and monitor customers trading activities*Research and develop trading strategies to improve trade execution performance for customers*Conducting stock research reports on the company website and collaborating with radio station to analyze the US stock market.*Speakers foreign stock market outlook



Delta Asia Financial Group

• Hong Kong
• Financial Services
• 1 - 100 Employee

• Research

  • May 1994 - Apr 1996

  Research Officer / Doing research report about Hong Kong and China Financial Market Research Officer / Doing research report about Hong Kong and China Financial Market