Investment Products Manager

• Sep 2021 - Present

Corporate and Fund Services

• Feb 2020 - Sep 2021

Products at Private Wealth Management

• Jun 2017 - Oct 2019

 Introduce, launch and maintain Products, including Lending Facilities through collaborations with Product Providers, Lawyers, Operations, Compliance and stakeholders  Create and perform the investment fund selection process, bringing in full suite of asset classes  Implement workflows that are in accordance to legal requirements and ensure its effectiveness  Perform KYC, DD and reviews on product providers and support RM/IC in sales proposals  Create website contents for products to raise awareness  Review and maintain the Client Risk Profiling Questionnaire and Product Risk Rating. Show less

Product Development & Governance

• Jul 2014 - 2017

 Identify and launch investment products, including reviewing the existing to ensure suitable to the economic environment  Collaborate closely with stakeholders to ensure smooth flow of launches and business initiatives  Ensure compliance with MAS conditions and applicable guidelines for all regional subsidiaries (located in China, Thailand, Malaysia, Japan, Brunei and Taiwan) that are subjected to the CMS License  Responsible for subsidiaries’ adherence to all operational risks issues such as Annual Risk and Control Assessments (RCSAs), Incident Reporting, Outsourcing arrangements, Business Continuity Plan, Regulatory Projects & Reporting to HQ  Responsible for regional subsidiaries in achieving effective internal controls and good corporate governance on matters relating to compliance, legal and operational risk (incl. outsourcing) consistently across the UOBAM Group  Regulatory FATCA and CRS Champion for UOB AM Group Show less

Operational Excellence, Regional CBO

• May 2013 - Jul 2014

 Handle the Wealth Management regional initiatives introducing new services, instituting regional process/system improvement & integration towards strategic business targets across 6 countries to improve sales leads, service, monitoring or automation  Ensure operational excellence by managing product process alignment to ensure cost savings and resource allocation efficacy through streamlining work processes  Establish regional procedures to ensure consistent quality, proper risk management and process controlling and service standards  Engage regional stakeholders to identify areas in Strategic Cost Savings  Prepare management reports. Show less