Experience

Tata Consultancy Service(TCS)

• India
• Construction
• 300 - 400 Employee

• Training Specialist

  • Sep 2017 - Present

   Having 5 years of experience in core Screening , anti money laundering and Know Your Customer Direct reporting to stakeholder in DUBAI , Providing ACT one banking policy training to client , (KYC) .  Periodic and on boarding (Real time) screening.  Processed on various segment like Retail banking , Private banking and business banking.  Processed through screening tool such as Fircosoft (Global Name Screening) and ECM  Mitigating the risk High , Medium and Low.  Work under AAA concept (Assess, Analyst and Act)  Customer Due Diligence (CDD), KYC Screening for Corporate customers.  Working for the client Standard Charted Bank in Financial Crime Surveillance Unit, which includes Name screening  Performing Accuity Check and World Check for identification of adverse information, PEP related information and other related information.  CDD Operating Unit completes CDD Profiles at On-Boarding, Periodic Review & Event Driven Reviews. Collecting information like Identity & Verification of the Customer and various legal docs of an entity. Performing Reviews for Low, Medium, High Risk & SCC Client categories.  Conducting required Customer/Related Party screening. Screening Involves Google check, NNS Review and concerns needs to be raised in case of negative news and PEP has been found for clients.  On- Boarding, Periodic review, Trigger Cases, and Non- Individual.  For PEP will prepare PEP Assessment form which is in build in BOWB application.  For Adverse news will prepare AMAF ( Adverse media assessment form).  For Sanctions will update the Standard sanctioned questionnaires.  Performing EDD on High risk clients  World check for obtaining the details of Company  Performing Adverse and Sanctions search on client name with specific strings.  Strictly Adhering to OFAC Sanctions (Combating Financing the Terrorism) and other compliance. Show less



Standard Chartered Bank

• Singapore
• Financial Services
• 100 - 200 Employee

• Senior Analyst

  • Sep 2015 - Aug 2017

  Kyc and AML name screening  For PEP will prepare PEP Assessment form which is in build in BOWB application.  For Adverse news will prepare AMAF ( Adverse media assessment form).  For Sanctions will update the Standard sanctioned questionnaires.  Performing EDD on High risk clients  World check for obtaining the details of Company  Performing Adverse and Sanctions search on client name with specific strings.  Strictly Adhering to OFAC Sanctions (Combating Financing the Terrorism) and other compliance. Show less


Angel Broking Ltd
• India
• Insurance
• Investment Professional

  • Sep 2011 - Aug 2015


Anandrathi share and stock brokers limited

• India
• Consumer Services
• 1 - 100 Employee

• Investment Banking Specialist

  • Feb 2010 - Aug 2011

  Equity and securities dealer and completed NSE certification in financial market (NCFM) Equity and securities dealer and completed NSE certification in financial market (NCFM)