Experience

Bluegrove Capital Management Ltd

• United Kingdom
• Financial Services
• 1 - 100 Employee

• COO and Compliance Head

  • Jun 2017 - Present

  Chief Operating Officer/Compliance Core responsibilities: • Infrastructure management of investment start-up group, including compliance, finance and tax, due-diligence, legal, strategic planning and operations. • Implementation of start-up structure, including companies in various jurisdictions, amongst which a company in UK (appointed representative of an FCA regulated firm) We provide investment advisory solutions to professional clients. as COO/Compliance lead I ensure that the business has robust processes in place to service best interests of our clients in a compliant and transparent manner.



IVM Markets UK Ltd

• COO

  • Apr 2021 - Present

  IVM Markets's mission is to democratise the world of Customised Investments. IVM Customised Investments Operating System (IVM CIOS) enables financial institutions, investment advisors, family offices and professional investors to build, price and risk manage customised investment portfolios. We give equal opportunity to investment professionals, empowering them to: ● Create customised investments at the touch of a button ● Be in control with access to virtually limitless investment product variations ● Build, price and risk manage customised investments through a secure and innovative platform centred on user experience.



Deutsche Bank

• Germany
• Financial Services
• 700 & Above Employee

• Director, Compliance & Internal Controls

  • Jul 2014 - Jun 2017

  Core responsibilities: • Implementation of effective compliance framework across the Bank. • Continuous promotion and reinforcement of risks & compliance corporate culture. • Regulatory quality assurance to achieve strategic goals in a transparent and compliant manner. • GR: regulatory authorities relationship management, including regulatory audits. • Compliance and AML risk assessment, Surveillance, Monitoring & Controls testing. • Financial markets/Trading internal controls, including identification of fraudulent activities and improper practices.



GE Capital

• United States
• Financial Services
• 700 & Above Employee

• Management Board Member

  • Apr 2010 - Feb 2014

  - Enterprise risk management, Internal controls, Compliance & AML- Business process management & Quality assurance- Operational control of sales network, underwriting, call-center and collections- Credit risk assesment & RAS Reserving - Strategic projects sponsor, including Basel 2/3, FATCA and Process efficiency initiatives

• Compliance & Operational Risks Director

  • Sep 2007 - Feb 2014

  -Embedding enterprise risk management and internal controls system across the Bank-Implementation of corporate governance and regulatory compliance frameworks-Implementation of KYC/KYI processes and supervision of daily AML activities-Management of Basel 2/3, FATCA, Sarbanes-Oxley and Data Privacy projects -Strategic risk assessment, including overall bank’s risk appetite estimation-Best in class op risk loss collection, RCSA processes coupled with AMA model development-End-to-end implementation of compliance risk management (policy, strategy, tools etc.)-Quality control of sales network, customer service, underwriting and collections-Business process management, inc. analysis and prioritization, process mapping and improvements, process control planning, enhancing value-added activity -Embedding KPIs and KRIs in bank’s processes-Credit risk assessment and reserving for loan/non-loan losses in line with CBR requirements-Continuous promotion and reinforcement of risks & compliance corporate culture



Intesa Sanpaolo

• Italy
• Banking
• 700 & Above Employee

• Head of Operational Risks, AML & Fraud management

  • Jun 2006 - Aug 2007

  -Design of bank-wide operational risk management framework -Management of day-to-day AML activities -Liaison with regulators -Building anti-fraud framework (SME and retail products), inc. processes and systems -Implementation of KRIs and KPIs -Insurance policy and coverage -Design and implementation of Business Continuity and Disaster Recovery plans -Design of bank-wide operational risk management framework -Management of day-to-day AML activities -Liaison with regulators -Building anti-fraud framework (SME and retail products), inc. processes and systems -Implementation of KRIs and KPIs -Insurance policy and coverage -Design and implementation of Business Continuity and Disaster Recovery plans



Deloitte

• Business Consulting and Services
• 700 & Above Employee

• Senior Consultant

  • Jun 2004 - Jun 2006

  -Design and implementation of market, credit, operational risk & internal controls frameworks -Assessment of Bank’s processes effectiveness & strategies for optimization -‘Mark-to-market’ valuations of financial derivatives -Knowledge of US GAAP and IFRS standards. -Experience in Basel II Implementation projects -Forensic investigations and audit support services -Design and implementation of market, credit, operational risk & internal controls frameworks -Assessment of Bank’s processes effectiveness & strategies for optimization -‘Mark-to-market’ valuations of financial derivatives -Knowledge of US GAAP and IFRS standards. -Experience in Basel II Implementation projects -Forensic investigations and audit support services