Client Relationship Manager

• Jun 2023 - Present

Assistant Vice President (Client Account Manager)

• Sep 2022 - May 2023

KYC Operations Analyst

• Sep 2021 - Aug 2022

- Performed Periodic Reviews of Existing Clients and investigations for High Risk Customer; - Audited peer reviews and performed QA of AML investigation reports completed by the team members. Drafted reports for executive management on the High Risk Customers; - AML reviews included KYC/CIP research: to verify the nature of the prospect’s business, source of wealth and funds, employment, family/business history, expected vs actual transaction activity for the last 3 months and etc. - Performed Periodic Reviews of Existing Clients and investigations for High Risk Customer; - Audited peer reviews and performed QA of AML investigation reports completed by the team members. Drafted reports for executive management on the High Risk Customers; - AML reviews included KYC/CIP research: to verify the nature of the prospect’s business, source of wealth and funds, employment, family/business history, expected vs actual transaction activity for the last 3 months and etc.

Anti-Money Laundering Analyst

• Mar 2020 - Aug 2021

- Ensuring that information obtained was consistent with KYC/AML Policy and procedures , and satisfied regulatory requirements; - Supporting the FIU with reviewing and investigating Know Your Customer (KYC), Country Due Diligence (CDD) and Enhanced Due Diligence (EDD) alerts and determine appropriate action on the account; - Ensuring all partners, their beneficial owners, and account controllers undergo sanctions screening, Adverse Media searches, and PEP screening and that the dispositions of false positives are documented and possible matches are escalated appropriately. Show less