Mohammad Tabish Hasan (MBA, CAMS)
Senior Compliance Officer at United Arab Bank- Claim this Profile
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Bio
Credentials
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Verified International Academic Qualifications
World Education ServicesDec, 2020- Sep, 2024
Experience
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United Arab Bank
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United Arab Emirates
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Banking
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400 - 500 Employee
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Senior Compliance Officer
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Jun 2015 - Present
• Approval of all the high risk accounts for corporate and retails customers. • Reviewed quality of KYC and followed up with business for corrective action. • Performed review of high risk relationships. • Assisted in formulating a sanctions and high risk policy Ensured that there was Timely/Quality Dispositions and resolutions of AML Alerts • Ensured a good understanding and effected implementation of AML red flags and related activities • Provided AML training in line with business assessments and needs • Provided consultation and guidance to business and operating Units and suggested recommendation on AML related matters. • Liaised and followed up with Business units on AML/Compliance matters. • Independent Filing of STR/SAR reports to the FIU (Central Bank ) • Identified gaps in existing AML reports and resolved the same. • Given presentations about compliance AML related issues with the purpose of increasing compliance awareness among the Staff. • Developed and managed quality processes within the department to identify and mitigate and monitor compliance risks. • To allocate alerts, manage, and advise the team in the unit. • Providing subject matter expertise to the business and responding to queries from staff and being a point of reference • To assist and coordinate with the IT/vendor and perform timely UAT for the AML system Show less
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AML & Compliance Officer
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Apr 2011 - May 2015
Compliance Officer Roles and Responsibilities Financial Crime (CDD, Anti Money Laundering and Sanctions) • Conducting account reviews on retail and corporate customers in accordance with the UAE Central Bank requirements. • Approving world check hits and enquires • Reviewing of Credit Card reports • Monitoring transactional based alerts generated by the AML system (AMLOCK). • Approval for restricted nationalities • Reviewing the activity to ensure transparency and confirming the transactions are in line with the customer profile and the KYC. The activity is further corroborated by asking for the supporting documentations wherever necessary. • Review and timely revert of Central Bank enquiries • To approve remittances passing through payment screening system (Safe-watch) and to ensure that transaction filtering system is always updated with the latest editions of the relevant blacklists (OFAC, UN, EU, Internal Black list etc.) for effective mitigation of the Sanction Risk. • Report exceptions / STR in a timely manner. • To support and manage the junior staff. • To coordinate with the vendor and perform timely UAT for the AML and sanctions system. • Conducting induction and training for new and old staff of the Bank Show less
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Mashreqbank
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United States
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Banking
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1 - 100 Employee
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Compliance Officer
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Apr 2007 - Apr 2011
• Support business by providing Compliant solutions to regulatory obstacles and intervene where necessary to stop a transaction/process/business proposal. • Conduct Enhanced Due Diligence on the accounts and end to end investigations of account activity based on the referrals form various Financial Institutions, Central Bank, Marketing Intelligence and from Bank’s AML System. • Report exceptions / STR in a timely manner. • Provide regulatory guidance to business to ensure policies are in line with the regulatory guidelines. • Assist in AML/Compliance Training programs to all RBG staff on an ongoing basis as to raise awareness and ensure all staff understands their responsibilities/obligations with regard to Corporate/AML Policies and regulatory/legal/statutory requirements. Show less
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Education
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2001 - 2003
Jamia Hamdard
Master of Business Administration (M.B.A.), Marketing
Community
