Wealth Advisor

• Nov 2019 - Present

Financial Paraplanner

• Aug 2019 - Present

Paraplanner

• May 2018 - Oct 2019

Administrative Assistant

• Jan 2016 - May 2018

• Schedule appointments, greet visitors, and set up the conference room for meetings• Prep and analyze performance reports for upcoming client meetings• Open and complete new account forms in EOE as well as prep associated company paperwork for clients• Follow-up on all transfers for clients to ensure the money is received by the receiving company and there are no deficiencies with any of the paperwork • Use the program EMoney to enter in a client’s financial information in order to plan an investment strategy to better their current situation• Assist in the repapering and follow-up processes of all accounts due to the buying out of a clearing company• Inspect incoming new account forms, order memorandums, and transfers for principal approval• Analyze the products sold and related commissions made by advisors to select which products and transactions will be audited• Handle incoming calls and problem resolution• Clear transfer deficiencies by correcting paperwork or acquiring additional documents Show less