Mike Beth, CFA, CAIA
Managing Director, Cross Asset Sales and Trading at WallachBeth Capital- Claim this Profile
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Bio
Credentials
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CAIA Charterholder
CAIA AssociationMay, 2023- Oct, 2024 -
Chartered Financial Analyst® (CFA) Charterholder
CFA InstituteAug, 2022- Oct, 2024 -
Passed CFA Level 3 Exam
CFA InstituteJul, 2022- Oct, 2024 -
Passed CFA Level 2 Exam
CFA InstituteAug, 2021- Oct, 2024 -
Series 4
FINRANov, 2020- Oct, 2024 -
Passed CFA Level 1 Exam
CFA InstituteAug, 2019- Oct, 2024 -
Series 24
FINRA (Financial Industry Regulatory Authority)Mar, 2018- Oct, 2024 -
Bloomberg Market Concepts
Bloomberg LPJul, 2017- Oct, 2024 -
Series 3
FINRA (Financial Industry Regulatory Authority)Jun, 2016- Oct, 2024 -
Series 57 (Previously Series 55)
FINRA (Financial Industry Regulatory Authority)Jul, 2014- Oct, 2024 -
Series 63
FINRA (Financial Industry Regulatory Authority)Jun, 2013- Oct, 2024 -
Series 7
FINRA (Financial Industry Regulatory Authority)May, 2013- Oct, 2024
Experience
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WallachBeth Capital
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United States
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Financial Services
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1 - 100 Employee
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Managing Director, Cross Asset Sales and Trading
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Apr 2023 - Present
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Director, Equity & Derivative Trading
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Jan 2020 - Apr 2023
-Run business development across new business initiatives-Product specialist for Algo Trading (Equity and Derivative), Prime Services, Block Equities and Options-Manage sales and onboarding process for new clients-Provide day to day sales trading coverage for top clients-Act as execution consultant to optimize trading for clients-Resource for market reporters discussing market trends and interesting color
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Vice President, Equity and Derivative Trading
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Apr 2017 - Jan 2020
-Product manager for all new business initiatives across Derivative and Equities desk-Developed Low Touch Option Algo offering to complement our Equity suite-Trained new employees across Trading, Technology, and Settlements-Execute portfolio rebalances, cross asset pairs, derivatives, International, Domestic, and OTC equities
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Electronic Trading Specialist
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Feb 2015 - Mar 2017
-Enhanced multivendor algo offering to include customizations utilizing business rules and build outs with vendors-Service institutional clients with deep knowledge of algorithmic trading and market microstructure-Build execution strategies for equities and consult with clients on trading analyzing TCA to refine algorithms-Manage FIX connections across the firm and conducted production and UAT certifications-Create onboarding policy and procedure for electronic trading clients
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Fixed Income and Option Trading
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Apr 2013 - Feb 2015
-Supported trade desk and began covering accounts and liquidity providers on agency desk-Optimized workflows and created efficiencies for bill reconciliations and trade reporting-Leveraged excel expertise and bloomberg api knowledge to create advanced spreadsheets (Pairs Tracker, Vwap Calculator, Options Portolio PnL)-Handled desk operations including bookings, allocations, settlements
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Sales/Onboarding/Support
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Sep 2012 - Apr 2013
-Integrated system into new client work flow. -Trained customers on how to use the front and back office products. -Engaged with clients to help enhance product usability. -Supported the product when issues arose. -Created user guides and wrote release notes for updates. -Integrated system into new client work flow. -Trained customers on how to use the front and back office products. -Engaged with clients to help enhance product usability. -Supported the product when issues arose. -Created user guides and wrote release notes for updates.
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Education
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Indiana University
Bachelor of Arts (B.A.), Telecommunications, Telecommunications Business Minor, (Kelley School of Business)Marketing Minor