Mike Beth, CFA, CAIA

Managing Director, Cross Asset Sales and Trading at WallachBeth Capital
  • Claim this Profile
Contact Information
us****@****om
(386) 825-5501
Location
Jersey City, New Jersey, United States, JE

Topline Score

Topline score feature will be out soon.

Bio

Generated by
Topline AI

You need to have a working account to view this content.
You need to have a working account to view this content.

Credentials

  • CAIA Charterholder
    CAIA Association
    May, 2023
    - Oct, 2024
  • Chartered Financial Analyst® (CFA) Charterholder
    CFA Institute
    Aug, 2022
    - Oct, 2024
  • Passed CFA Level 3 Exam
    CFA Institute
    Jul, 2022
    - Oct, 2024
  • Passed CFA Level 2 Exam
    CFA Institute
    Aug, 2021
    - Oct, 2024
  • Series 4
    FINRA
    Nov, 2020
    - Oct, 2024
  • Passed CFA Level 1 Exam
    CFA Institute
    Aug, 2019
    - Oct, 2024
  • Series 24
    FINRA (Financial Industry Regulatory Authority)
    Mar, 2018
    - Oct, 2024
  • Bloomberg Market Concepts
    Bloomberg LP
    Jul, 2017
    - Oct, 2024
  • Series 3
    FINRA (Financial Industry Regulatory Authority)
    Jun, 2016
    - Oct, 2024
  • Series 57 (Previously Series 55)
    FINRA (Financial Industry Regulatory Authority)
    Jul, 2014
    - Oct, 2024
  • Series 63
    FINRA (Financial Industry Regulatory Authority)
    Jun, 2013
    - Oct, 2024
  • Series 7
    FINRA (Financial Industry Regulatory Authority)
    May, 2013
    - Oct, 2024

Experience

    • United States
    • Financial Services
    • 1 - 100 Employee
    • Managing Director, Cross Asset Sales and Trading
      • Apr 2023 - Present

    • Director, Equity & Derivative Trading
      • Jan 2020 - Apr 2023

      -Run business development across new business initiatives-Product specialist for Algo Trading (Equity and Derivative), Prime Services, Block Equities and Options-Manage sales and onboarding process for new clients-Provide day to day sales trading coverage for top clients-Act as execution consultant to optimize trading for clients-Resource for market reporters discussing market trends and interesting color

    • Vice President, Equity and Derivative Trading
      • Apr 2017 - Jan 2020

      -Product manager for all new business initiatives across Derivative and Equities desk-Developed Low Touch Option Algo offering to complement our Equity suite-Trained new employees across Trading, Technology, and Settlements-Execute portfolio rebalances, cross asset pairs, derivatives, International, Domestic, and OTC equities

    • Electronic Trading Specialist
      • Feb 2015 - Mar 2017

      -Enhanced multivendor algo offering to include customizations utilizing business rules and build outs with vendors-Service institutional clients with deep knowledge of algorithmic trading and market microstructure-Build execution strategies for equities and consult with clients on trading analyzing TCA to refine algorithms-Manage FIX connections across the firm and conducted production and UAT certifications-Create onboarding policy and procedure for electronic trading clients

    • Fixed Income and Option Trading
      • Apr 2013 - Feb 2015

      -Supported trade desk and began covering accounts and liquidity providers on agency desk-Optimized workflows and created efficiencies for bill reconciliations and trade reporting-Leveraged excel expertise and bloomberg api knowledge to create advanced spreadsheets (Pairs Tracker, Vwap Calculator, Options Portolio PnL)-Handled desk operations including bookings, allocations, settlements

    • Sales/Onboarding/Support
      • Sep 2012 - Apr 2013

      -Integrated system into new client work flow. -Trained customers on how to use the front and back office products. -Engaged with clients to help enhance product usability. -Supported the product when issues arose. -Created user guides and wrote release notes for updates. -Integrated system into new client work flow. -Trained customers on how to use the front and back office products. -Engaged with clients to help enhance product usability. -Supported the product when issues arose. -Created user guides and wrote release notes for updates.

Education

  • Indiana University
    Bachelor of Arts (B.A.), Telecommunications, Telecommunications Business Minor, (Kelley School of Business)Marketing Minor
    2008 - 2012

Community

You need to have a working account to view this content. Click here to join now