Finance Executive

• May 2022 - Present

Finance Executive

• May 2022 - Present

Director

• Jan 2018 - Jul 2022

Director

• Jan 2018 - Jul 2022

Director

• Jan 2018 - Jul 2022

Accounts

• Feb 2016 - Dec 2017

Compliance Advisor

• Dec 2010 - Jan 2016

Working for a financial services outsourcer, providing guidance and support to the business on a broad range of regulatory issues. Supporting business operations in identifying regulatory impact. Reviewing and amending procedures, financial promotions and literature. Giving feedback and guidance to Corporate Partners on financial promotions and literature. Supporting the maintenance and delivery of TCF. Provide Compliance oversight and support for all regulatory breaches. Analyse and interpret MI. Constructing and oversee the monthly compliance report. Highlight and escalate risk issues to the appropriate body. Supporting Compliance Monitoring in testing, feedback and the writing of the summary report. Supporting business operations in the closure of the business. Show less

Senior Administrator Income Drawdown

• Jul 2005 - Dec 2010

Calculate and payment of USP, ASP and Tax Free Cash. Valuation of SIPP's, including split of USP and ASP (Physical and Notional). Management of SIPP's, including monitoring of valuations and tax implications.BCE calculations for customers in respect of revenue purposes. Technical Advisor for the whole team. Responsible for checking all work is completed and finished correctly by all team members. Monitor and allocate work for the team from the Company's workflow system. Acting Manager during Managers absence. Breach specialist. Show less

Business Specialist

• Oct 2004 - Jul 2005

Reconciliation of cash and stock on all products and accounts. Calculating tax free cash figures in respect of Income Drawdown. Setting up and maintaining accurate transactions on the Pension admin system. Checking other Team members work. Making internal and external money movement. Liaising with IFA's, Investment Houses, internal customers and external customers. Dealing with all technical correspondence and telephone calls. General day to day administration which ensures that each plan conforms to FSA and Inland Revenue regulations. Implementing new procedures and processes within the team. Training other team members. Acting Manager during Managers absence. Show less

Risk & Quality Assurance Analyst

• Jan 2003 - Oct 2004

Collated and presented data for the risk register. Analysed processes and procedures. Wrote new processes and procedures. IT tested new systems and fixes. Collated data and and wrote reports from that data. Provided quality assurance reports to the Managing Director. Wrote Business Requirement documents. Implemented and trained new systems into the business. Audited all Joint Ventures. Collated and organised the data in respect of the risk register/audit report. Collated and maintained all BCP information. Show less

Team Manager - Joint Ventures

• Aug 2000 - Jan 2003

Managed a team of 11. Responsible for the full pension service to 5 Joint Venture Companies. Ensured a high customer service and service levels were adhered too. Provided weekly reports for all products. Had fortnightly update meetings will all Joint Venture Companies. Launched a new SIPP into the market. Carried out all human resource aspects of the team ie. 1-1s, Team Meetings, Disciplinaries, Appraisals etc. Ensured all day to day admin was carried out within service level agreement and to a competent standard. Checking of all team members work. Show less