Michael K.
Head Trader at Family Management Corporation- Claim this Profile
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Topline Score
Bio
Eric Lombardi
Mr Kenney defines the word professionalism. I've dealt with Michael for many years and I can attest to his talents 1st hand. His ability to adjust to market situations is a direct result of his focus and know-how.
Brendan J. Bowers, MS, CISA, CEH, CDPSE, CPCU, ARM
Mike is an extremely talented Equity Trader who i have worked with for the past 10 years. Mike possesses a tremendous work ethic, to go along with great instinct for the market that enables him to excel in all market conditions. Mike is a smart, detailed-oriented team player who has been a pleasure to work along side.
Eric Lombardi
Mr Kenney defines the word professionalism. I've dealt with Michael for many years and I can attest to his talents 1st hand. His ability to adjust to market situations is a direct result of his focus and know-how.
Brendan J. Bowers, MS, CISA, CEH, CDPSE, CPCU, ARM
Mike is an extremely talented Equity Trader who i have worked with for the past 10 years. Mike possesses a tremendous work ethic, to go along with great instinct for the market that enables him to excel in all market conditions. Mike is a smart, detailed-oriented team player who has been a pleasure to work along side.
Eric Lombardi
Mr Kenney defines the word professionalism. I've dealt with Michael for many years and I can attest to his talents 1st hand. His ability to adjust to market situations is a direct result of his focus and know-how.
Brendan J. Bowers, MS, CISA, CEH, CDPSE, CPCU, ARM
Mike is an extremely talented Equity Trader who i have worked with for the past 10 years. Mike possesses a tremendous work ethic, to go along with great instinct for the market that enables him to excel in all market conditions. Mike is a smart, detailed-oriented team player who has been a pleasure to work along side.
Eric Lombardi
Mr Kenney defines the word professionalism. I've dealt with Michael for many years and I can attest to his talents 1st hand. His ability to adjust to market situations is a direct result of his focus and know-how.
Brendan J. Bowers, MS, CISA, CEH, CDPSE, CPCU, ARM
Mike is an extremely talented Equity Trader who i have worked with for the past 10 years. Mike possesses a tremendous work ethic, to go along with great instinct for the market that enables him to excel in all market conditions. Mike is a smart, detailed-oriented team player who has been a pleasure to work along side.
Credentials
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Series 4
FINRA -
Series 55
FINRA -
Series 63
NASAA -
Series 7
FINRA
Experience
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Family Management Corporation
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United States
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Financial Services
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1 - 100 Employee
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Head Trader
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Aug 2018 - Present
Family Management Corporation is a New York-based registered investment advisor serving high net worth individual investors, families, and not-for-profit organizations. Established in 1989 by principals Seymour Zises and Andrea Tessler, our team of experienced investment professionals tailor a customized plan towards meeting each client’s unique objectives — utilizing a full array of financial products and planning tools, from stocks and bonds to mutual funds and alternative investments, including hedge funds and insurance products. An integral aspect of our service is developing a sound financial plan around each client’s personal profile. By this, we mean understanding each client’s tolerance for risk or volatility in all kinds of markets. We work to find the right balance between risk and reward that suits each client’s comfort level. Formulating a plan based on the belief that each client’s risk/reward profile is unique has been the foundation of our approach and success. With over two decades of experience, we build the foundation of each client relationship on the premise that we are taking care of more than just your money — we are also taking care of you. We are there for you every step of the way, anticipating and preparing for such life transitions as marriage, beginning a family, starting or selling a business, saving for college, retirement, and estate planning. Every plan we develop for our clients is guided by our overarching principle that we not only seek to make money for our clients, but also to preserve their wealth and financial security. Family Management Corporation is part of The Family Management Group of companies that provides overall financial counsel to families and their related entities. Affiliates include Family Management Securities, LLC, a FINRA-registered broker-dealer, and Forest Hill Capital Corporation, a New York State licensed insurance agent. Show less
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C.L. King & Associates
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United States
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Financial Services
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1 - 100 Employee
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Vice President, Equity Trading
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Feb 2005 - Aug 2018
*NASDAQ market maker in over 50 names across multiple verticals including Consumer Cyclical, Business Services, Industrial and Special Situations with a focus on providing best execution and liquidity for institutional clients. *Managing execution with an eye on liquidity capture and monitoring HFT toxicity and slippage across multiple venues and exchanges to achieve best execution for institutional clients. *Sales Trading coverage of the Canada, California, and New York City regions, achieving consistent year over year revenue growth. *Syndicate Sales and Trading focusing on (and achieving) an increased customer base, and larger and more frequent retentions. *10b-18 and 10b5-1 corporate buyback programs utilizing both high and low touch strategies, and including pre-trade, intra-trade, and post-trade analysis to the capital markets group or directly to the corporation. *Managing trading desk vendors and services with a focus on cost efficiency. Including front-end OMS systems (Equity, Option, and Basket), FIX connectivity, Algorithm and Dark Pool vendors. *Original team member tasked with building and launching a full service institutional market making desk. *Proficient with Bloomberg's SSEOMS, Core, and EMSX products. Show less
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Needham & Company
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United States
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Investment Banking
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100 - 200 Employee
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Listed Equities Trader
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May 2000 - Feb 2005
*Listed equity block trading *Listed equity block trading
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Self Employed
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Jacksonville, Florida Area
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Jazz Musician
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1995 - 2000
Small ensemble independent Jazz artist. Small ensemble independent Jazz artist.
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Education
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2009 - 2013
New York University
Bachelors, Economics -
1998 - 2000
University of North Florida
Jazz Performance -
1996 - 1998
St Joseph academy
Community
