Compliance Manager

• Dec 2021 - Present

Compliance Manager

• May 2021 - Dec 2021

Responsible for managing B&CE’s Compliance Monitoring Team and B&CE’s regulatory horizon scanning and impact assessment control framework.

Compliance Generalist

• Dec 2015 - May 2021

I act primarily in an advisory capacity for B&CE in the Compliance business unit, covering each of its (FCA/PRA) regulated and unregulated business lines. I provide support and guidance related to both current and potential propositions, on the interpretation and application of legislation, regulation and best practice guidance as regards to: insurance and insurance distribution and intermediation (incl. SM&CR and Solvency II) occupational, trust-based DC pension schemes (incl. matters related to scheme and investment governance) pensions tax law; andAnti-Money Laundering (as examples). I also undertake the businesses legislative and regulatory horizon scanning for new and emerging developments, risks and opportunities. I capture, assess and disseminate this information to different audiences throughout the business, making recommendations on steps that should be taken based on impacts assessed and assist with the sign off of business solutions. This require me to work closely with colleagues in B&CE's policy, strategic, propositional and legal teams (to name a few). I also engage with regulators and government departments on an adhoc basis, supporting on occasional regulatory data requests and reporting obligations. Show less

Technical Support Advisor

• Sep 2015 - Dec 2015

Technical Administrator

• Jul 2015 - Aug 2015

Technical Consultant

• Mar 2013 - Jul 2015