Experience

SignalPoint Asset Management, LLC

• United States
• Financial Services
• 1 - 100 Employee

• Financial Advisor

  • Aug 2008 - Present

  Charlotte, North Carolina Area As a Financial Advisor with Signalpoint Assett Managment, I work with a limited number of high net worth individuals and families to develop, implement and monitor a comprehensive investment strategy that is aligned with achieving my client's goals. Where appropriate I may seek to integrate investment strategies that use our SignalPoint process or will draw on my twenty years of investment experience to recommend suitable investments to my client to assist them in achieving their goals.

• Chief Operations Officer

  • Sep 2014 - Present

  As the Chief Operations Officer, my current duties include firm management, portfolio management and performance reporting and budget and accounting issues. I have further oversight with regard to due diligence reporting to Institutional third party platforms and the SignalPoint GIPS verification process.

• CEO & President

  • Aug 2008 - Sep 2014

  Springfield, Missouri Area As a founding partner of SignalPoint (2008), I have served the firm in numerous capacities including Managing Director, Chief Executive Officer, and Chief Compliance Officer.



Merrill Lynch

• United States
• Financial Services
• 700 & Above Employee

• Vice President, Wealth Management Advisor

  • 1997 - 2008

  As a former Merrill Lynch Wealth Advisor, I advised with high net worth individuals and families in developing and implementing suitable investment strategies to meet financial goals. The investment strategies covered a wide range of investment products including stocks, mutual funds, bonds, annuities and alternative investments. Areas of expertise included finanical planning, retirement planning and income generation.



Edwards, White & Sooy

• Litigation Attorney

  • 1990 - 1997

  Greater San Diego Area Member of the California Bar Association. As an attorney, I was intimately involved in all areas of litigation including discovery, trial preparation, court appearances, settlement discussions and trial work. My primary focus was multi-party construction defect cases and the defense of developers, design professionals, and contractors.