Experience

Roberts Wealth Management

• United States
• Financial Services
• 1 - 100 Employee

• Fiduciary Financial Advisor

  • Apr 2023 - Present

  Katy, Texas, United States



Strategic Wealth Designers

• United States
• Financial Services
• 1 - 100 Employee

• Lead Financial Advisor

  • Jul 2022 - Mar 2023

  Houston, Texas, United States



Capstone Colorado - a MassMutual firm

• United States
• Financial Services
• 1 - 100 Employee

• Chief Operating Officer

  • Dec 2021 - Jul 2022

  Denver Metropolitan Area



Northwestern Mutual

• United States
• Financial Services
• 700 & Above Employee

• Director of Investment Operations - Apogee Wealth Advisors

  • Jul 2017 - Nov 2021

  Englewood, Colorado apogeewealthadvisors.nm.com michael.l.thompson@nm.com 303.390.5772 304 Inverness Way S. Ste. 165 Englewood, CO 80112



Charles Schwab

• United States
• Financial Services
• 700 & Above Employee

• Manager, Advisory Services / Senior Fixed Income Investment Specialist

  • Jan 2016 - Jun 2017

  Lone Tree, Colorado Responsible for developing and strengthening advisor relationships. Work with advisors to provide guidance across fixed income portfolios focusing on growing the relationship. Promoted to Manager, Advisor Services. Collaborate with business partners to resolve complex fixed income related issues. Manage risk, adhere to compliance standards and corporate polices.

• Senior Bond Investment Specialist

  • Jan 2012 - Jan 2016

  Lone Tree, Colorado Work with new and existing clients focusing on educating and advising clients regarding their fixed income needs. Facilitate fixed income workshops to train Charles Schwab Representatives on fixed income best practices. Developed and moderated Call Calibration Meetings to train Denver National Bond Desk.

• Regional Fixed Income Specialist – Southern California

  • Jan 2010 - Jan 2012

  Lone Tree, Colorado Work with high net worth Clients focusing on managed solutions, portfolio reviews and trade execution. Coordinate with branch personnel to conduct fixed income seminars and client events to drive new business and promote client loyalty. Closed $6,540,625 in new advisory / fee-based business.

• Senior Bond Investment Specialist

  • Jan 2008 - Jan 2010

  Lone Tree , Colorado Work with new and existing clients focusing on educating and advising clients regarding their fixed income needs. Fifth overall ranked Senor Bond Investment Specialist based on trades, client satisfaction and adherence to compliance.



U.S. Bancorp Investments, Inc.

• United States
• Financial Services
• 400 - 500 Employee

• Financial Consultant

  • Mar 2007 - Jan 2008

  Denver, Colorado Managed all aspects of investment services. Prepare and present financial planning solutions to clients including 401K rollovers, retirement planning and fee based products. Delivered portfolio reviews and developed strong working relationships with business partners. Received Pinnacle Award for sales volume and client services.



Merrill Lynch

• United States
• Financial Services
• 700 & Above Employee

• Financial Consultant

  • Jun 2005 - Mar 2007

  Denver, Colorado Prepare and presented client focused financial planning solutions to high net worth clients in every aspect of their financial lives. Provide investment recommendations, market research and written analysis. Continuously prospect and coordinate special-events and seminars. Received Denver Business Journal 40 Under 40 Award for recognition of commitment to professional excellence and contributions to the community.