Michael Hildreth
President & CEO at Moors & Cabot- Claim this Profile
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Bio
Credentials
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Certified Regualtory and Compliance Professional
FINRA - Institute at WhartonMay, 2008- Nov, 2024
Experience
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Moors & Cabot
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United States
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Financial Services
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100 - 200 Employee
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President & CEO
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Jul 2023 - Present
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Executive Vice President & Chief Financial Officer, Board Director
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Apr 2010 - Jul 2023
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SVP & Chief Compliance Officer
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Aug 2005 - May 2010
Managed the regualtory compliance function for a dually registered Broker Dealer / Investment Advisor.
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Partner
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Oct 2022 - Present
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Finacorp Securities
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Financial Services
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1 - 100 Employee
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Vice President
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Aug 2003 - Aug 2005
Fixed Income Trading and Execution for Banks and Credit Unions Fixed Income Trading and Execution for Banks and Credit Unions
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Vice President & Chief Investment Officer
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May 1995 - Aug 2003
Managed the investment department of corporate credit union consisting of the mangement of the business' net capital and investment portfolio, asset liability management, and the supervised the marketing of investment products to credit unions throughout the United States Managed the investment department of corporate credit union consisting of the mangement of the business' net capital and investment portfolio, asset liability management, and the supervised the marketing of investment products to credit unions throughout the United States
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Vice President & CEO
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2001 - 2003
Broker Dealer Servicing Credit Unions throughout the United States. Broker Dealer Servicing Credit Unions throughout the United States.
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Education
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The Wharton School
Securities Industry Institute - Securities Industry and Financial Markets Association, Graduate -
The Wharton School
CRCP Designation, Regulatory Compliance -
Anna Maria College
BBA, Accounting