Experience

CTBC Bank Co. Ltd. (Singapore)

• Singapore
• Banking
• 100 - 200 Employee

• Execution Trader

  • Mar 2020 - Present

  - Provide Relationship Managers product pricing and best execution of all asset classes and derivatives includes equities, fixed income, funds, structured products, foreign exchange and fx options - Work with Product Specialists to manage internal relationships with Treasury and key enablement partners - Support investment and product performance monitoring - Provide Relationship Managers with market updates and input to Product Specialists and Investment Advisors - Work closely with Investment Advisors, Product Specialists and RMs to support product sales - Provide RMs with post-transaction support



Daiwa Asset Management (Singapore) Ltd

• Trader

  • Oct 2017 - Mar 2020

  - Receive and confirm orders from fund managers- Place orders to the brokers ensuring best execution- Products includes equities, fixed income, foreign exchange, indices and commodities futures- Monitor financial markets and check the execution details- Prepare for monthly and quarterly report for trading- Match and reconcile trade execution details with brokers- Prepare and send instructions for settlement- Prepare other instructions such as cash/margin withdrawal or injection



Credit Agricole Indosuez

• Night Desk Trader

  • Nov 2016 - Oct 2017

  - Provide professional execution services on Authorized Clients and Private Bankers- Monitor margin for clients in full adherence to the bank's existing compliance guidelines - Ensure all transactions are within approved products and credit limit of client- Products includes equities, fixed income, options and futures contracts for ASEAN, European and US markets- Provide professional investment advice such as timely, accurate and factual information/views that align with the market to Authorized Clients and Private Bankers- Handle settlement related matters to ensure smooth trading processes



RHB Securities Singapore Pte Ltd

• Institutional Equities Dealer

  • Jun 2015 - Apr 2016

  - Provide daily market outlook, stock analysis and trading ideas to clients - Manage private banks such as ABN Amro and CIC- Understand client's investment interest and their portfolio to determining any cross trades opportunities - Execute trades for institutional clients at the best possible price based on client's request using SunGard & Fidessa- Monitor live equity positions and trade execution across Asian exchange using Bloomberg- Assist in resolving trade and settlement discrepancies- Responsible for trade bookings and allocation to respective fund- Ensure completeness of trade bookings and positions are accurately marked and trade blotters are properly recorded- Liaise with middle office on trade breaks and amendments- Generate and send clients trade confirmations- Liaise with client's custodian to ensure trades are properly matched and settled- Liaise with relevant departments to ensure new accounts are successfully opened



Phillip Securities Pte Ltd

• Senior Dealer (Team Leader)

  • Aug 2009 - Jun 2015

  - Manage a team of 4 members to provide high level services to 10,000 clients - Responsible for coaching new members on resolving client’s concerns and complaints on trade execution matters- Conduct seminars to introduce and educate clients on new investment products- Liaise with internal and external business partners to ensure seamless completion such as Equities, ETFs, warrants, fixed income- Perform fundamental and technical analysis and provide investment advisory to clients on financial products such as equities, ETFs, warrants, fixed income, SBL and CFD - Assess clients’ portfolio and perform risk management measures- Identify prospective clients and meets key performance indicators- Review the research and commentary reports distributed to clients of customers’ requests and transactions - Attend monthly performance meeting and inter-department meetings



Douglas Partners Pty Ltd

• Australia
• Civil Engineering
• 300 - 400 Employee

• Geotechnical Engineer

  • Apr 2006 - Dec 2006

  - Carry out on site calculation for the loading for each pile- Demonstrate high concentration in field logging on soil & rock core- Perform analytical skills in laboratory soil testing and prepare report for projects- Liaise with clients and contractor regarding on the project progress- Record soil and rock conditions of drilled piles - Prepare report to the client on the construction progress and the rock conditions