Experience

PwC Acceleration Centers in India

• India
• Professional Services
• 700 & Above Employee

• Regulatory Affairs Specialist

  • Mar 2023 - Present

  Bengaluru, Karnataka, India PRA Regulatory Reporting which comprises but not limited to Pillar 1, Pillar 2 & Pillar 3 Reporting along with New Regulatory enhancements, BOE Returns Review, Finrep Review etc.



HSBC

• United Kingdom
• Financial Services
• 700 & Above Employee

• AVP

  • Nov 2021 - Mar 2023

  Gurugram, Haryana, India Key Highlights: • Performing NCCR RWA Reporting for HSBC Bank as per CRD IV which involves: o Preparation & Review of PRA101 for credit risk on monthly basis o Review of currency exposure report of various currencies (CE) on quarterly basis and classify the exposure country wise o Preparation & Review of Covered Bonds/Ccyb/Leverage returns as part of COREP submissions o Reviewing reconciliation of Regulatory balances with Financial Reporting balances o Provide support to… Show more Key Highlights: • Performing NCCR RWA Reporting for HSBC Bank as per CRD IV which involves: o Preparation & Review of PRA101 for credit risk on monthly basis o Review of currency exposure report of various currencies (CE) on quarterly basis and classify the exposure country wise o Preparation & Review of Covered Bonds/Ccyb/Leverage returns as part of COREP submissions o Reviewing reconciliation of Regulatory balances with Financial Reporting balances o Provide support to external reporting team for inputs required for clearing the validations- working on EBA Validations and governance around it o Preparation of COREP returns, performing adjustments, clearing hard & soft validations o Preparing Pillar 3 Market Disclosures as per - Basel III Regulatory Reporting Norms for publication • Overall responsibility for ensuring that the data collection and reporting process relating to the regulatory requirements is efficiently structured and adequately controlled • Evaluate and manage controls on key processes and functions • Preparing COREP, PRA101, Other Regulatory Reporting Returns and associated governance and controls

• Manager

  • Nov 2018 - Nov 2021

  Gurugram Key Highlights: • Performing Group RWA Reporting of PRA for HSBC Group Holdings as per CRD IV which involves: o Preparation of PRA101 for credit risk on monthly basis o Preparation of currency exposure report of various currencies (CE) on quarterly basis and classify the exposure country wise o Preparing Covered Bonds/Ccyb/Leverage returns as part of COREP submissions o Perform reconciliation of FSA 004/GRCA balances with account balances o Provide support to external… Show more Key Highlights: • Performing Group RWA Reporting of PRA for HSBC Group Holdings as per CRD IV which involves: o Preparation of PRA101 for credit risk on monthly basis o Preparation of currency exposure report of various currencies (CE) on quarterly basis and classify the exposure country wise o Preparing Covered Bonds/Ccyb/Leverage returns as part of COREP submissions o Perform reconciliation of FSA 004/GRCA balances with account balances o Provide support to external reporting team for inputs required for clearing the validations- working on EBA Validations and governance around it o Preparation of COREP FSA-45 reports, performing adjustments, clearing hard & soft validations o Preparing Pillar 3 - Basel III Regulatory Reporting to both external regulators and senior management • Overall responsibility for ensuring that the data collection and reporting process relating to the regulatory requirements is efficiently structured and adequately controlled • Evaluate and manage controls on key processes and functions • Preparing COREP, PRA101, Other Regulatory Reporting Returns and associated governance and controls

• Assistant Manager

  • May 2016 - Oct 2018

  Gurugram RWA Reporting, Basel 3 reporting, Fed Reporting, PRA reporting, EBA Reporting.



JPMorgan Chase & Co.

• United States
• Financial Services
• 700 & Above Employee

• Senior Analyst

  • Dec 2015 - May 2016

  Bengaluru Area, India Highlights: • Preparation & review of FC-02 business submissions on Monthly basis according to Federal reserve instructions (FED) & US (HQ) guidelines which involve: o Extraction of GL from SAP & preparing the report after considering driver of unnatural balance & appropriateness of re-class of unnatural balances o Preparation of FC-O2 report in for various currencies by converting in USD like Euro, GBP, Canadian Dollar, Japanese Yen o Releasing of final number after taking… Show more Highlights: • Preparation & review of FC-02 business submissions on Monthly basis according to Federal reserve instructions (FED) & US (HQ) guidelines which involve: o Extraction of GL from SAP & preparing the report after considering driver of unnatural balance & appropriateness of re-class of unnatural balances o Preparation of FC-O2 report in for various currencies by converting in USD like Euro, GBP, Canadian Dollar, Japanese Yen o Releasing of final number after taking confirmation from all stakeholder into DRQ (Software). o Reconciling the Non-Accrual loans & leases as well as Non-Accrual TDR reported in HC-N schedule of FR-Y9C with SEC balances, trading & non-trading derivatives with the file received from Treasury which includes portfolio wise details in respect of notional value, fair value as in HC-D of FR-Y9C Show less



Genpact

• United States
• Business Consulting and Services
• 700 & Above Employee

• Assistant Manager

  • Jun 2013 - Nov 2015

  New Delhi Key Highlights: Regulatory Reporting & Financial Analysis • Review of Y11/2314 business submissions for GE International as HQ on quarterly basis according to Federal reserve instructions (Fed) & US (HQ) guidelines which involves Reconciling the balances reported in trading assets & liabilities, off-balance sheet items, Loans & Leases receivables portfolio wise a well as their delinquency with their corresponding Y9C submission • Review of Y9C business submissions for GE Capital… Show more Key Highlights: Regulatory Reporting & Financial Analysis • Review of Y11/2314 business submissions for GE International as HQ on quarterly basis according to Federal reserve instructions (Fed) & US (HQ) guidelines which involves Reconciling the balances reported in trading assets & liabilities, off-balance sheet items, Loans & Leases receivables portfolio wise a well as their delinquency with their corresponding Y9C submission • Review of Y9C business submissions for GE Capital International as HQ on quarterly basis according to Federal reserve instructions (FED) & US (HQ) guidelines which involves reconciling the FAS 5 & FAS 114 reserves/non-accrual loans & leases reported in SEC. Reviewing the Loan & Lease portfolio balances (reported in HCC schedule of Y9C) walk with SEC balances • Documenting the movement in equity capital • Direct Interaction with Business controllers for discussing the review comments & advising them the appropriate presentation in Fed reports Consolidation & Review • Responsible for preparing the Consolidation of 17 business submissions & reviewing the consolidated toolkit for Y9C which involves consolidation of details of other assets and other liabilities. (Business Specific Details across platforms) Show less



Amit Kumar Associates

• Article

  • Sep 2008 - Mar 2012

  Preparation of Accounts, Auditing, Direct Taxation, Indirect Taxation, ROC Compliances,