Chief Operations Officer

• Jun 2021 - Present

Director Of Operations

• Oct 2017 - Jun 2021

Responsible for management of service, processing and trading operations teams, in multiple locations, supporting 10,000+ financial advisors across the United States. Manage vendor oversight including custodial relationships. Responsible for management of service, processing and trading operations teams, in multiple locations, supporting 10,000+ financial advisors across the United States. Manage vendor oversight including custodial relationships.

VP, Private Bank AML/KYC Manager

• Sep 2015 - Nov 2017

Managed multiple AML/KYC and QC Teams covering different Private Bank Markets and Regions, responsible for onboarding new clients and performing renewals of existing clients.

VP, Benefit Payments Manager

• Jan 2014 - Sep 2015

Managed organization responsible for delivering over 800K monthly payments to our more than 600 client’s retirees’. Oversaw all operational processing teams both onshore and offshore, including client and participant website entitlements team.

VP, Global Fee Billing Manager

• Sep 2011 - Jan 2014

Managed U.S Fee Billing Operations for the Investment Bank’s complex and top tier clients. Teams were responsible for producing 1500 monthly non-standard invoices and providing oversight of offshore invoice production teams responsible for producing 6000+ invoices.

AVP, Alternative Investor Services Manager

• Jul 2009 - Aug 2011

Managed team of Account Managers responsible for client service, trade processing, account maintenance, investor AML/KYC, cash management, and client onboarding for both Onshore and Offshore Hedge Fund and Private Equity Clients.

Officer, Mutual Fund Operations Manager

• Jan 2006 - Jul 2009

Managed Retail Mutual Fund, Retirement Operations, and Call Center teams responsible for trade processing, account maintenance, investor AML/KYC.