Senior Vice President, Senior Risk Officer

• Sep 2019 - Present

Regulatory Risk Manager & BSA / AML Officer

• Jan 2019 - Present

Vice President, BSA/ AML Officer

• Mar 2017 - Present

Vice President

• Feb 2005 - Mar 2017

Managed all aspects of Risk Management for the Europe, Middle East and Africa (EMEA-NY) region to ensure compliance with all regulations: Due diligence report reviews, enhanced due diligence of high risk clients, and alert reviews. Conducted quality assurance reviews for all new clients in the Northeast region, ensuring all required information has been obtained and no derogatory information was received on the client Reviewed top US weekly flows by client to ensure due diligence report expected transaction activity matches the actual activity of the client; reached out to banker if there are gaps to correct. Developed monthly scorecards for US, Premium and EMEA regions to monitor progress of anti-money laundering and Know Your Client projects Created a Service Level Agreement (SLA) for Private Bank (PB) and Security Services to establish guidelines for turnaround times of due diligence report research. SLA was adopted globally across PB. Reviewed, investigated and gathered information on cash transactions for compliance with Bank Secrecy Act Show less

Internal Consulting Services Analyst

• Aug 2003 - Feb 2005

Analyst in a highly selective, two-year rotational program throughout the firm. Completed cross-functional consulting projects in Private Banking Risk Management, Human Resources and Technology Outsourcing. Analyst in a highly selective, two-year rotational program throughout the firm. Completed cross-functional consulting projects in Private Banking Risk Management, Human Resources and Technology Outsourcing.

Financial Leadership Development Program Intern

• May 2002 - Aug 2002

Sales Forecasting responsibility for Purpose brand in Consumer Products Company. Developed New Product Forecasting Model based on consumption, trade inventory, and shipment levels Sales Forecasting responsibility for Purpose brand in Consumer Products Company. Developed New Product Forecasting Model based on consumption, trade inventory, and shipment levels