Martin Davies
Board Member and serve on the Audit, Risk, Governance & HR Committee at CMC Research Institutes- Claim this Profile
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Bio
Credentials
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Fellow of the Canadian Securities Institute. Canadian Investment Management certificate. Designated Registered Options Principal.
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Experience
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Board Member and serve on the Audit, Risk, Governance & HR Committee
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Mar 2015 - Present
To understand more about CMC Research Institutes - please visit this website address: www.cmc-nce.ca To understand more about CMC Research Institutes - please visit this website address: www.cmc-nce.ca
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Portfolio Manager and Chief Compliance Officer
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Sep 2005 - Dec 2016
Portfolio Management at Brickburn involved building and maintaining investment portfolios for individuals and institutions within the limits of specific criteria. Chief Compliance Officer duties meant adhering to many and changing laws and statues that govern the investment industry. These involve crafting policies and procedures that protect our clients and comply with securities regulations. Portfolio Management at Brickburn involved building and maintaining investment portfolios for individuals and institutions within the limits of specific criteria. Chief Compliance Officer duties meant adhering to many and changing laws and statues that govern the investment industry. These involve crafting policies and procedures that protect our clients and comply with securities regulations.
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Peters & Co. Limited
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Canada
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Capital Markets
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1 - 100 Employee
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Principal. Institutional Sales
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Sep 1983 - Sep 2005
Institutional Sales at Peters & Co. involved listening carefully to financial institutions risk parameters, research requirements, and trading policies to guide them to proper recommendations - consistently. Solving problems and providing a very high level of service to all the clients needs was a key goal at Peters & Co. Institutional Sales at Peters & Co. involved listening carefully to financial institutions risk parameters, research requirements, and trading policies to guide them to proper recommendations - consistently. Solving problems and providing a very high level of service to all the clients needs was a key goal at Peters & Co.
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Education
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1971 - 1976
University of Calgary
Bachelor of Arts (B.A.) Honours, Economics
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