Experience

Bupa México

• Mexico
• Insurance
• 100 - 200 Employee

• Director De Riesgo y Cumplimiento Mexico

  • May 2019 - Present



Compliance We Are - Integrity in Motion

• Mexico
• 1 - 100 Employee

• Senior Ethics&Compliance Speaker

  • May 2017 - Present

  Creemos que la formación de especialistas dentro un marco de Ética y Cumplimiento es incuestionable: en estos profesionistas radica la resolución de los problemas que genera la confusión entre los objetivos del negocio y los principios éticos. Proponemos un liderazgo fundamentado en un proceso de tomas de decisiones sólido. Altos ejecutivos que ponen el ejemplo en la identificación y monitoreo de riesgos para superar los dilemas. Eventualmente, construir la reputación del negocio sobre bases éticas dará como resultado una mayor rentabilidad. “Siembra reputación, Cosecha Oportunidades” We believe that building experts in an Ethics and Compliance framework is indisputable, in these professionals lies the ability to correct the confusion between the business goals and ethical standards. We propose and executive leadership equipped with a well-founded decision-making process. Setting the tone at the top based on identification and monitoring of risks to overcome business ethical dilemmas. Eventually, this behavior will lead us to become profitable with ethical bases, building up a reputation to increase business opportunities. Show less



MetLife

• United States
• Insurance
• 700 & Above Employee

• VP Ethics & Compliance Officer for LATAM and E&C officer for Mexico

  • Nov 2002 - Feb 2016

  Reporting to International E&C Senior VP in NY. Led an eleven-member team which attended to 2,046 associates in Mexico and led the LATAM E&C team -ten members- that attended 2,030 associates across 6 countries. Designed and implemented campaigns, support systems and methodologies that delivered best internal audit ratings across all Metlife for three consecutive years. • Analyzed FCPA/UK and LATAM Anti-corruption, Anti-Money Laundering and Privacy laws to support main business decisions. •Introduced a Data Analytics System that monitor sales practices. • Implemented FATCA – LATAM. Member of the Risk Operational Latam Committee, Solvency II: Risk and control • Trained Corporative “Ethics Awareness Campaign” across all MetLife Company mainly Sales practices and FCPA- • Achieved through special investigations and frauds. All these programs was designed and implemented for: Mexico, Chile, Brazil, Argentina, Colombia and Uruguay. • Member of the M&A team for LATAM. Acquisitions: ALICO LATAM acquired from AIG, Provida Chile’s largest Pension Fund Company-BBVA, Actinver Afore in Mexico and assurance of Citibank’s LATAM portfolio . • Participated in a Media Presentation Program in NY sharing Metlife Compliance Culture and Sales Practices in Latin America. April, 2008 • Designed and trained “Best Sales Practices Culture” to American and LATAM sales agents. February, 2007 Assistant E&C Director for Mexico 2002 - 2005 Launched Ethics and Compliance area for Mexico after Hidalgo Insurance acquisition by Metlife: designed a NEW structure and implemented all end-to-end compliance processes; developed awareness campaigns and embedded a Compliance Global culture. Show less



Santander México

• Mexico
• Banking
• 700 & Above Employee

• Director de Contraloria Normativa

  • Mar 1993 - Nov 2002

  Compliance Officer Director, Private Banking and Broking 2000 - 2002 Reported to the Compliance Officer and Legal Counsel Continue assurance the operational and compliance risks in Private Banking, Derivative Markets and Treasury areas. Yielded satisfactory results in all supervisions carried out by Mexican financial authorities. Assistant Compliance Officer for Santander Brokerage House 1997 - 2000 Launch of the Corporative Compliance area.. Assurance of the operational and compliance risks in Private Banking, Derivative Markets and Treasury areas Show less



Garcia Jimeno A.C.

• Law Clerk

  • Jan 1991 - Feb 1993