Experience

eSecLending

• Financial Services
• 1 - 100 Employee

• Senior Securities Lending Associate

  • May 2022 - Present



Jefferies

• United States
• Investment Banking
• 700 & Above Employee

• Inventory Management

  • Mar 2021 - May 2022



RBC

• Canada
• Banking
• 700 & Above Employee

• Securities Lending supervisor TMS Ops

  • Jul 2018 - Mar 2021



RBC Investor Services

• Canada
• Financial Services
• 700 & Above Employee

• Senior Analyst, Securities Lending Service Delivery

  • Mar 2008 - Jul 2018

  Provide excellent service delivery for lending clients. Ensure timely settlement of loans and recalls. Process enhancement, transition management, keep up to date with regulatory requirements. Project work. Effective communication with sub-custodian network, front office and stakeholders internal and external Provide excellent service delivery for lending clients. Ensure timely settlement of loans and recalls. Process enhancement, transition management, keep up to date with regulatory requirements. Project work. Effective communication with sub-custodian network, front office and stakeholders internal and external



HERMES PENSIONS MANAGEMENT LTD

• United Kingdom

• Agency Securities Lending trader

  • May 2001 - Oct 2007

  Lend equities and bonds to approved borrower network to maximise revenue for Hermes and it's clients. Borrower relationship management Non-cash collateral management Settlement of loans/repays and recalls Recall management Lend equities and bonds to approved borrower network to maximise revenue for Hermes and it's clients. Borrower relationship management Non-cash collateral management Settlement of loans/repays and recalls Recall management



Robert Fleming & Co. Ltd

• Agency Securities Lending trader

  • Jan 1994 - Apr 2001

  Controlled the lending of equities and bonds for clients in the Flemings lending program.Maximise revenue for Flemings and its clientsIncrease markets that Flemings can lend from to increase revenueBorrower relationships

• Supervisor, International Settlements

  • Mar 1988 - Jan 1994

  Manage cash and stock accounts for 28 countriesTraining of staffEnsure timely settlement of client sales and purchasesFront office liaisonSub-custodian network communicationProcess enhancement



Keith Bayley Rogers & Co. Limited

• United Kingdom
• Financial Services

• Contract Notes Clerk

  • Apr 1987 - Mar 1988