Experience

Viriathus

• United States
• Investment Banking

• Director, Equity Advisory Group

  • Jun 2011 - Present

  Viriathus Capital (www.viriathus.com) is a boutique investment bank focused on emerging growth companies. We offer our clients expertise in the following areas: Private Placements of Debt and Equity Registered Direct Offerings Strategic Advice on Mergers & Acquisitions, Corporate Partnering & Strategic Alliances, Restructurings & Recapitalizations, and Direct Public Offerings. Privately Negotiated Purchases and Sales of Restricted Securities and Control Positions. Advice on the OTCQX listing process and all underlying preparatory procedures. Show less


Banc of America Securities
• Associate, Equity Derivatives

  • 2007 - 2009


ION

• United Kingdom
• Advertising Services
• 1 - 100 Employee

• Project Manager

  • Feb 2003 - Aug 2005

  Provider of equity trading, market data and global connectivity platforms to buy- and sell-side institutions. Oversaw all aspects of trading OMS implementation and subsequent client relationship. Led 8-member teams of consultants and software developers. Served as liaison between IT and business users. Responsible for improving relationships with most challenging clients, resulting in renewal of contracts comprising 30% of recurrent revenue in the US. Oversaw the largest client base in the delivery manager group. Show less



AXA

• Italy
• Glass, Ceramics and Concrete Manufacturing
• 1 - 100 Employee

• Financial Consultant

  • Jan 2001 - Jan 2003

  Offered financial planning and a full spectrum of financial services, specializing in retirement benefits for high net work individuals and corporate clients. Conducted seminars on investing and asset allocation. Collaborated with partner to build a practice with over $20 million in assets Offered financial planning and a full spectrum of financial services, specializing in retirement benefits for high net work individuals and corporate clients. Conducted seminars on investing and asset allocation. Collaborated with partner to build a practice with over $20 million in assets



Greico Financial Training

• United States
• Financial Services
• 1 - 100 Employee

• Instructor

  • Aug 1999 - Jun 2001

  Lectured to classes of 100-150 securities industry professionals; developed and implemented new OTC equity trader curriculum. Taught evening courses. Presented and marketed educational programs to financial firms. Lectured to classes of 100-150 securities industry professionals; developed and implemented new OTC equity trader curriculum. Taught evening courses. Presented and marketed educational programs to financial firms.



Oppenheimer & Co. Inc.

• Financial Services
• 700 & Above Employee

• Junior Market Maker

  • Jun 1999 - Jul 2000

  Worked with the Head of Trading in making markets in a wide range of small cap and OTC equities. Utilized both order flow and overnight positions trading strategies. Worked with the Head of Trading in making markets in a wide range of small cap and OTC equities. Utilized both order flow and overnight positions trading strategies.


Herzog, Heine Geduld
• Assistant trader

  • 1998 - 1999