Maria Garcia, CPA, CA
Senior Financial and Operations Examiner at New SRO / Nouvel OAR- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
CA
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Credentials
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Chief Compliance Officers Qualifying Examination (CCO)
Canadian Securities InstituteMar, 2017- Oct, 2024 -
Futures Licensing Course (FLC)
Canadian Securities InstituteFeb, 2015- Oct, 2024 -
Derivatives Fundamentals and Options Licensing Course (DFOL)
Canadian Securities InstituteDec, 2014- Oct, 2024 -
Chief Financial Officer Qualifying Examination (CFO)
Canadian Securities InstituteFeb, 2014- Oct, 2024 -
Canadian Securities Course (CSC®)
Canadian Securities InstituteAug, 2013- Oct, 2024 -
Chief Financial Officers Qualifying Exam (CFO)
Canadian Securities Institute
Experience
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IIROC (Investment Industry Regulatory Organization of Canada)
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Canada
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Financial Services
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100 - 200 Employee
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Senior Financial and Operations Examiner
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Jan 2023 - Present
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Investment Industry Regulatory Organization of Canada
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Montreal, Canada Area
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Senior Financial and Operations Examiner
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Apr 2011 - Present
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National Bank Financial Inc
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Montreal, Canada Area
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Regulatory Reporting Coordinator
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Feb 2008 - Apr 2011
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Deloitte
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Montreal, Canada Area
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Audit Supervisor
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Sep 2006 - Mar 2007
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RSM Richter
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Montreal, Canada Area
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Senior Auditor
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Jan 2004 - Aug 2006
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Education
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Concordia University
Graduate Diploma in Accountancy -
Concordia University
Bachelor of Commerce (BCom), Accounting
Community
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