FAIS Compliance Administrator

• Jul 2023 - Present

Compliance Administration Fit and Proper Declaration FSCA Administration to effect any changes required Compliance policy reviews Supervision of Representatives of 1st time registers with FSCA Checks Board notice 194 of 2017 of the FAIS act Prepare supervision agreements provide supervision reports to be completed between parties updating of supervisions Company Purchases CIPS Administrator and payments BBBEE Scorecards Assist with Compliance Policies Financial Statement submissions to FSCA website Manage FSP liquidity Annexure 6 Show less

Compliance Administrator

• Feb 2023 - Jul 2023

Compliance Administrator Applications for DBS, FTW & Training Tracking for DBS, FTW & Training NMC Checks - initial and monthly Expiry reporting and renewals process and required actions Understanding of NHS registration process and requirements Understanding of Private registration process and requirements Deciphering potential fraudulent documents New Candidate registration process New Candidate clearance process - badge & uniform, etc. Candidate pipeline management Candidate pack clearances Communicating to Candidates for missing documents Communicating to Consultants requirements Change of Bank Details or Address process Clearance Validation process and requirements Chasing current expired or expiring Training docs from active candidates and/or book into training Adding referee details to Healthier Business website and chase Uniform stock management Change of Bank Details or Address process Complaints processes and procedures Individual Performance against Targets and KPI's Time Management against daily and weekly tasks Feedback to Candidates, Consultants and Peers Candidate resourcing from referrals and new candidates Revalidation process and procedure Understanding of bookings and cancellation processes Understanding of timesheet and timesheet reference completion RDB / Eclipse / CRM Champion for development and training across the all group locations Show less

Compliance Administrator

• Jan 2023 - Feb 2023

checking daily regulatory breaches and updating breach register lodge ORR for all breaches AML/Monitoring laundering report from Silica FICA checking daily compliance report Section122 SMMI reporting checks uploading MDD's to FSCA ASISA report check and uploads FSCA CISCA Levies local/offshore R&I splits SARB B19 report obtain lisp split report check angles and perspectives for compliance with BN92 regulation 30 report regulation 28 checks FAIS Corb pension fund SARB allocation Show less

Compliance Administrator

• Mar 2022 - Jan 2023

Allocator

• Feb 2020 - Mar 2022

Buying Assistant

• Jun 2015 - Dec 2019