Marc Franklin, CRCP®

Associate Director at Optima Partners Compliance Advisory
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Contact Information
us****@****om
(386) 825-5501

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Experience

  • Optima Partners Compliance Advisory
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Associate Director
      • Oct 2023 - 3 months

      New York, New York, United States

  • Mutual of America Financial Group
    • United States
    • Financial Services
    • 700 & Above Employee
    • 2nd Vice President, FINRA/SEC Regulatory Compliance
      • Mar 2019 - Oct 2023

      New York, New York

    • FINRA/SEC Regulatory Sr. Compliance Analyst
      • Aug 2018 - Mar 2019

      New York, New York

    • FINRA/SEC Regulatory Compliance Analyst
      • Jul 2017 - Aug 2018

      Greater New York City Area

    • FINRA/SEC Regulatory Compliance Coordinator
      • Aug 2011 - Jul 2017

      Greater New York City Area

Education

  • The City College of New York
    Bachelor’s Degree, Business Administration and Management, General

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