Lucan Gopal
Equity Trader at Citadel Investment Services- Claim this Profile
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Bio
Credentials
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RE 5
Financial Planning Institute of Southern Africa
Experience
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Citadel Investment Services
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South Africa
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Financial Services
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200 - 300 Employee
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Equity Trader
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Dec 2018 - Present
•Timeous implementation of all trades at optimal price levels•Keeping up to date with macro economic and finanical matters and events •Extensive internal and external engagement to esnure high quality outcomes. •Performance reporting and monitoring on various models•Optimise the usage of the Portfolio Management / Trading System •Identify areas of improvement on systems and processes•Implement and rebalance model tracking portfolios to the respective models•Reporting on AUM (Assets under Management), trades, brokerage, accounts opened and closed and various other items for management info Show less
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Compliance Administrator
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Nov 2016 - Nov 2018
•Verify and validate requirements/ compliance with regards to legislation, i.e. FAIS, FICA, POPI, and FATCA etc.•Providing technical assistance on all core products including share portfolios, offshore plans, local investments etc.•Taking ownership and accountability for transactions by processing after validation and communicating on progress. (At start/ during and completion stages). Using a workflow is fundamental in this process.•Liaise with OPS teams with regards to transactional progress/ follow up. •Non transactional: Check and validate adherence to Business requirements regarding practice management (i.e. scoreboards): it is a quality assurance function Show less
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Old Mutual Limited
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South Africa
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Financial Services
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700 & Above Employee
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Senior Investment Service Centre Administrator
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Nov 2012 - Oct 2016
•Processing death claims on all discretionary and pre/post retirement investment products •Informing 3rd parties such as executors and brokers of requirements•Providing technical expertise in relation to transfers of death claim proceeds and the treatment thereof especially in terms of legislation•Processing new business applications, switches and disinvestments in line with executor / beneficiary instructions•Liaising with Trustees / Principal Officer with regards to complex cases •Providing written reports on claims and submissions Show less
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Financial Adviser
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Mar 2009 - Oct 2012
Retirement Planning ( Pre and Post ), Investment ( long and short term) Unit Trusts, Risk Cover ( life, disability, severe illness, funeral ), Medical Schemes, Motor and Household Insurance ( Mutual and Federal )
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WesBank
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South Africa
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Financial Services
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700 & Above Employee
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Internal Marketer
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Mar 2008 - Mar 2009
•Drafting of contracts, support to dealerships and marketers •After sales processing •Fraud screening of all potential clients •Scrutiny of FICA docs and verification •Customer services •Liaising with 3rd parties regarding the status of their applications •Drafting of contracts, support to dealerships and marketers •After sales processing •Fraud screening of all potential clients •Scrutiny of FICA docs and verification •Customer services •Liaising with 3rd parties regarding the status of their applications
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Education
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University of the Western Cape
Bachelor of Commerce (B.Com.)
Community
