Loukas Tasigiannis

Compliance Manager at Nasdaq Private Market
  • Claim this Profile
Contact Information
us****@****om
(386) 825-5501
Location
New York City Metropolitan Area
Languages
  • Greek -

Topline Score

Topline score feature will be out soon.

Bio

Generated by
Topline AI

You need to have a working account to view this content.
Join now
You need to have a working account to view this content.
Join now

Credentials

  • General Securities Principal Exam (Series 24)
    FINRA
    Jan, 2020
    - Nov, 2024
  • Certified Anti-Money Laundering Specialist - CAMS
    ACAMS
    Jan, 2015
    - Nov, 2024
  • General Securities Representative Exam (Series 7)
    Financial Industry Regulatory Authority
    Jan, 2013
    - Nov, 2024
  • Uniform Securities Agent State Law Exam (Series 63)
    Financial Industry Regulatory Authority
    Jan, 2013
    - Nov, 2024

Experience

  • Nasdaq Private Market
    • United States
    • Financial Services
    • 1 - 100 Employee
    • Compliance Manager
      • Feb 2023 - Present

  • Carta
    • United States
    • Software Development
    • 700 & Above Employee
    • Senior Compliance Officer, CartaX
      • Jan 2022 - Jan 2023

    • Compliance Officer, CartaX
      • Dec 2019 - Jan 2022

  • Wells Fargo
    • United States
    • Financial Services
    • 700 & Above Employee
    • Vice President - AML/Compliance
      • May 2016 - Nov 2019

  • Standard Chartered Bank
    • United Kingdom
    • Banking
    • 700 & Above Employee
    • AML Analyst
      • Apr 2015 - May 2016

  • Liquidity Solutions, Inc.
    • Greater New York City Area
    • Investment Analyst
      • Feb 2014 - Aug 2014

  • AXA Advisors, LLC
    • United States
    • Financial Services
    • 700 & Above Employee
    • Financial Professional
      • May 2013 - Dec 2013

  • Morgan Stanley
    • United States
    • Financial Services
    • 700 & Above Employee
    • Intern in Wealth Management
      • Jun 2010 - Aug 2010

Education

  • University of Pennsylvania
    Bachelor of Arts (B.A.), Philosophy, Political Science, and Economics
    2007 - 2011

Community

You need to have a working account to view this content. Click here to join now