Louisa Williams Dip CII, Dip PFS
Compliance Director at City Financial Planning Ltd.- Claim this Profile
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Bio
Craig Graves
Louisa is a knowledgeable and highly competent Compliance manager. Having worked with her for over two years at Medical & Professional Investment (MPI), I witnessed first hand the unfaltering dedication she brought to the role. With years of experience in the industry, she was able to successfully respond to ever-changing compliance requirements, to ensure IFA operations continued without issue.
Craig Graves
Louisa is a knowledgeable and highly competent Compliance manager. Having worked with her for over two years at Medical & Professional Investment (MPI), I witnessed first hand the unfaltering dedication she brought to the role. With years of experience in the industry, she was able to successfully respond to ever-changing compliance requirements, to ensure IFA operations continued without issue.
Craig Graves
Louisa is a knowledgeable and highly competent Compliance manager. Having worked with her for over two years at Medical & Professional Investment (MPI), I witnessed first hand the unfaltering dedication she brought to the role. With years of experience in the industry, she was able to successfully respond to ever-changing compliance requirements, to ensure IFA operations continued without issue.
Craig Graves
Louisa is a knowledgeable and highly competent Compliance manager. Having worked with her for over two years at Medical & Professional Investment (MPI), I witnessed first hand the unfaltering dedication she brought to the role. With years of experience in the industry, she was able to successfully respond to ever-changing compliance requirements, to ensure IFA operations continued without issue.
Experience
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City Financial Planning Ltd.
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United Kingdom
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Financial Services
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1 - 100 Employee
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Compliance Director
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Mar 2021 - Present
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Compliance Director
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Mar 2021 - Present
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Compliance Director (SMF16/17/3)
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May 2018 - Aug 2020
Redundancy Redundancy
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MPI: Medical & Professional Investment LLP
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Financial Services
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1 - 100 Employee
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Compliance Officer (CF10) & Office Manager
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Apr 2015 - Apr 2018
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Burley Fox Limited
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United Kingdom
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Financial Services
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1 - 100 Employee
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Head of Paraplanning & Compliance Manager
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Feb 2014 - Apr 2015
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Office Manager/Paraplanner
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Aug 2011 - Jan 2014
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Legal & General
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United Kingdom
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Financial Services
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700 & Above Employee
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Financial Adviser
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Mar 2006 - Apr 2010
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Compliance Checker
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Aug 2005 - Mar 2006
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Team Manager
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May 2001 - Aug 2005
Admin Teams for Stakeholder Admin Team for ProtectionCall Centre Team for Protection
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British Army
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Armed Forces
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700 & Above Employee
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Soldier - Terratorial Army
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Aug 1997 - Jul 2003
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Senior Pensions Administrator
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May 1995 - May 2001
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Group Pensions Administrator
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May 1990 - May 1995
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Community
