Experience

AQMetrics

• Ireland
• Financial Services
• 1 - 100 Employee

• Manager

  • 2013 - Present

  Working with a talented team of industry specialists selling award winning Risk Monitoring & Regulatory Reporting solutions.Transaction Reporting: MiFID IIRisk Monitoring: Investment Breach Monitoring (UCITS Rules). Liquidity Risk control (ESMA Stress tests for UCITS & AIFs, Liquidity Buckets, Time To Liquidation, etc.)Risk Calculations: VaR, Exposure, SRRI, Stress TestsRegulatory Reporting: AIFMD / Annex IV. CPO-PQR. Form 13F. Form PF Working with a talented team of industry specialists selling award winning Risk Monitoring & Regulatory Reporting solutions.Transaction Reporting: MiFID IIRisk Monitoring: Investment Breach Monitoring (UCITS Rules). Liquidity Risk control (ESMA Stress tests for UCITS & AIFs, Liquidity Buckets, Time To Liquidation, etc.)Risk Calculations: VaR, Exposure, SRRI, Stress TestsRegulatory Reporting: AIFMD / Annex IV. CPO-PQR. Form 13F. Form PF



O. M.T.

• Group Consultant

  • Apr 2005 - Oct 2006

  I was employed as an OMT Group consultant to support their business in the IFSC as a Rectification Manager to co-ordinate investor contact, analyse investor files and commence a review and "clean up" of all investor documentation. This involved :•Undertake investor file inventory to ensure 15,000 files are fully compliant with current Anti Money Laundering (AML) regulations •Tracking and management of all investors impacted•Develop a follow up programme and undertake follow up with investors and other parties as required to ensure all files are compliant with I.F.S.R.A./D.F.I.A. standards•Recruitment and training of 13 Anti Money Laundering Administrators•Assist in drafting and providing comments/feedback for updates to Company AML Procedures/controls and check lists•Facilitate the planning, development, integration and management of an interim AML IT solution to track, report and monitor AML compliance.•Handling of all inbound queries, complaints and processing of all returns•Management of the AML Team



INVESCO

• Team Manager

  • Apr 1995 - Dec 2004

  During my 10 years with INVESCO I worked in all areas of Registration, Dealing and Customer Services.I was involved in various projects over this time, the largest being a full review of investor files including the design and implementation of an Anti Money Laundering (AML) I.T.solution.My key day to day responsibilities as Assistant Manager included: •Manage Dealing Team professionals to ensure quality and accuracy of work•Deal with large and sensitive clients •Ensure new client set up’s were completed timely and accurately•Design and support the development of IT solutions completed for the Dealing Department•Manage Customer Services teams to ensure all client queries and client support was to a high professional standard•Manage customer services administrators to ensure all clients received a high quality service•Manage the resolution of client issues•Coach and develop team leaders to improve standard of work •Drive customer service improvements through support and implementation •Develop and complete weekly status report for Senior Managers•Support my management team colleagues



Bank of Ireland Share Registration

• Bank Assistant

  • Apr 1991 - Mar 1995

  During my employment with Bank of Ireland, I worked in various administrative roles including new account set up, appropriation of staff share schemes and the allocation and reconciliation of distribution bank accounts.I was also responsible for dealing with more complex investor queries including investor complaints and Probate cases which required extra sensitivity and care.I attended various A.G.M.'s and ensured any investor related queries raised were resolved/investigated. During my employment with Bank of Ireland, I worked in various administrative roles including new account set up, appropriation of staff share schemes and the allocation and reconciliation of distribution bank accounts.I was also responsible for dealing with more complex investor queries including investor complaints and Probate cases which required extra sensitivity and care.I attended various A.G.M.'s and ensured any investor related queries raised were resolved/investigated.