Lori A. McNeill
Senior Compliance Officer | Manager at Gerber Kawasaki Wealth & Investment Management- Claim this Profile
Contact Information
us****@****om
(386) 825-5501
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Location
Manhattan Beach, US
Skills
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Experience
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Gerber Kawasaki Wealth & Investment Management
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United States
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Financial Services
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1 - 100 Employee
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Senior Compliance Officer | Manager
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Sep 2022 - Feb 2023
Santa Monica, California, United States
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Los Angeles Capital Management LLC
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United States
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Investment Management
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1 - 100 Employee
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Compliance and Regulatory Risk Officer
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Jan 2022 - May 2022
Los Angeles, California, United States
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KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT, LLC
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United States
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Investment Banking
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Director of Compliance
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Sep 2017 - Jan 2021
Los Angeles, California, United States
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Assistant Vice President
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May 2014 - Sep 2017
New York, New York, United States
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Institutional Compliance Associate
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Feb 2014 - Apr 2014
New York, New York, United States
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Legal & Compliance/IR Associate
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Feb 2007 - Nov 2012
New York, New York, United States Hedge Fund/Investment Management
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Richmond Management
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United States
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Venture Capital and Private Equity Principals
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Associate
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Oct 2005 - Jan 2007
New York, New York, United States Venture Capital
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Wachtell, Lipton, Rosen & Katz
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United States
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Law Practice
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400 - 500 Employee
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Legal Assistant (M&A/Creditors' Rights)
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Nov 2003 - Oct 2004
New York, New York
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Education
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Pepperdine University
Bachelor of Arts (BA), Political Science & Speech Communication
Community
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