Experience

Radcliffe Capital Management

• United States
• Investment Management
• 1 - 100 Employee

• General Counsel and Chief Compliance Officer

  • Mar 2014 - Present

  Oversees all legal and compliance matters for an SEC-registered investment adviser, which manages niche investment strategies for private funds, foundations, corporations, pensions and other institutions. Oversees all legal and compliance matters for an SEC-registered investment adviser, which manages niche investment strategies for private funds, foundations, corporations, pensions and other institutions.



Pershing, a BNY Mellon company

• United States
• Investment Banking
• 1 - 100 Employee

• Director and Managing Counsel

  • May 2006 - Mar 2014

  Negotiated asset management contracts, wrap fee program agreements, platform service agreements and service-level agreements. Negotiated asset management contracts, wrap fee program agreements, platform service agreements and service-level agreements.



Faegre Drinker

• United States
• Law Practice
• 700 & Above Employee

• Associate Attorney

  • 2003 - 2006

  Advised investment companies, investment advisers and hedge funds on the Investment Company Act of 1940, the Investment Advisers Act of 1933, the Securities Act of 1933 and the Securities and Exchange Act of 1934. Advised investment companies, investment advisers and hedge funds on the Investment Company Act of 1940, the Investment Advisers Act of 1933, the Securities Act of 1933 and the Securities and Exchange Act of 1934.