Supervisory Analyst

• Sep 2017 - Present

Research Manager, Editor, and Supervisory Analyst

• 2014 - 2016

Organized and ran the research department's morning and afternoon calls on a daily basis.Directed a team of small-cap analysts whose coverage spanned a broad range of technology, basic industry, financial, and consumer stocks.Edited and approved as a FINRA-licensed Series 16 supervisory analyst both two-page and long-form research reports prior to the market open each morning. Prepared analysts for their group presentations employing one-on-one tutoring sessions.Monitored analyst performance with an emphasis on written and spoken product, analytical rigor, and overall productivity.Compiled and wrote a quarterly report that examined valuations of the firm’s entire research universe relative to free cash flow generation. Show less

Director of Micro Cap Research

• 2007 - 2014

Managed a group of 20 analysts covering micro cap companies.Created the micro cap research product and trained the analysts, all of whom were new to the industry, in the basics of financial modeling, valuation, and marketing techniques.Edited written product and rehearsed presentations to the sales force.

Managing Director, Analyst

• Nov 2001 - Apr 2007

Developed a new product that rated the corporate governance of publicly traded companies. Produced written research using public filings as the primary information source. Marketed the research product to investors, corporations, and investment banks. Developed a new product that rated the corporate governance of publicly traded companies. Produced written research using public filings as the primary information source. Marketed the research product to investors, corporations, and investment banks.

Director, Analyst

• Sep 1996 - Oct 2001

Equity research analyst covering the packaging and container industry. Highly ranked by Greenwich Associates, Reuters, and Institutional Investor Magazine. Was an Institutional Investor All-Star in 2000. Equity research analyst covering the packaging and container industry. Highly ranked by Greenwich Associates, Reuters, and Institutional Investor Magazine. Was an Institutional Investor All-Star in 2000.

Vice President

• 1987 - 1996

Senior Equity Analyst--Generalist Group. Covered 17 companies in 7 industries as an equity generalist. Industries included packaging, financials, government services, electronics, and building products. Awarded top 5 rankings in packaging research by Greenwich Associates and Institutional Investor Magazine. Supervisory Analyst Approved and edited for publication sell-side research for a 60-analyst department. Participated on the New York Stock Exchange Series 16 question writing committee. Show less

Equity Analyst

• 1986 - 1987

Published diversified corporate research; also specialized in banks and thrifts. Published diversified corporate research; also specialized in banks and thrifts.