Experience

Guideline

• United States
• Financial Services
• 200 - 300 Employee

• Chief Compliance Officer

  • Jan 2022 - Present

  Southern California

• Director Of Compliance

  • Dec 2021 - Jan 2022

  Southern California

• Senior Compliance Manager

  • Dec 2020 - Dec 2021

  Southern California



Greyline Partners, LLC

• Compliance Consulting for the Financial Services Community

  • Feb 2019 - Dec 2020



CircleUp

• United States
• Data Infrastructure and Analytics
• 1 - 100 Employee

• Compliance and Operations Manager

  • Jan 2018 - Dec 2020

  San Francisco Bay Area CircleUp harnesses the power of machine learning and predictive analytics to discover some of the fastest-growing companies in the consumer & retail sector and help them thrive. Our vision is to create a transparent and efficient market that drives innovation for all. CircleUp has been named one of the Top 5 Most Disruptive Companies in Finance by CNBC, one of the 50 Best Fintech Innovators by KPMG, and one of America's Most Promising Companies by Forbes. We are backed by top-tier… Show more CircleUp harnesses the power of machine learning and predictive analytics to discover some of the fastest-growing companies in the consumer & retail sector and help them thrive. Our vision is to create a transparent and efficient market that drives innovation for all. CircleUp has been named one of the Top 5 Most Disruptive Companies in Finance by CNBC, one of the 50 Best Fintech Innovators by KPMG, and one of America's Most Promising Companies by Forbes. We are backed by top-tier investors including Google Ventures, Union Square Ventures (backers of Etsy/Kickstarter), and the ex CEOs/Presidents of Goldman Sachs, Morgan Stanley, Thomson Reuters, the Stanford Endowment and Capital One.

• Operations Associate

  • Jan 2016 - Dec 2017

  San Francisco Bay Area

• Operations Analyst

  • Mar 2015 - Jan 2016



MFS Investment Management

• United States
• Investment Management
• 700 & Above Employee

• Email Communications Specialist

  • Apr 2013 - Feb 2015

  MFS Investment Management is a Boston, Massachusetts-based premier global asset management firm with investment offices in Boston, London, Mexico City, Singapore, Sydney, and Tokyo. The firm’s history dates back to 1924, and the establishment of the first U.S. “open end” mutual fund. MFS is committed to providing investors and their advisors with a broad range of products, services, and tools so investors can choose what fits their long-term goals and needs. MFS Fund Distributors, Inc. is a… Show more MFS Investment Management is a Boston, Massachusetts-based premier global asset management firm with investment offices in Boston, London, Mexico City, Singapore, Sydney, and Tokyo. The firm’s history dates back to 1924, and the establishment of the first U.S. “open end” mutual fund. MFS is committed to providing investors and their advisors with a broad range of products, services, and tools so investors can choose what fits their long-term goals and needs. MFS Fund Distributors, Inc. is a wholly owned subsidiary of MFS Investment Management. Show less



Financial Network Limited

• Client Service Associate

  • Jan 2011 - Mar 2013

  Financial services firm providing comprehensive client services in Wealth Management, Employee Benefits, Retirement Planning, Insurance and HR Services.



AXA Advisors, LLC

• United States
• Financial Services
• 700 & Above Employee

• Financial Professional

  • Sep 2009 - Nov 2010

  Hamden, CT



Webster Bank

• United States
• Banking
• 700 & Above Employee

• Retail Lockbox, Remittance Processor

  • Mar 2008 - Jul 2009

  New Britain, CT

• Central Deposit, ATM Processor

  • Sep 2006 - Mar 2008

  New Britain, CT