Lisa Dunsky

General Counsel at Gelber Group LLC
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Location
Chicago, Illinois, United States, US

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Credentials

  • Training Delivery
    The Bob Pike Group
    Oct, 2016
    - Sep, 2024
  • Training Design
    The Bob Pike Group
    Oct, 2016
    - Sep, 2024
  • Associate Certified Coach
    International Coach Federation
    May, 2016
    - Sep, 2024
  • Certified Life Coach
    The Institute for Life Coach Training
    Apr, 2015
    - Sep, 2024
  • Licensed Facilitator
    Now What?® Coaching
    Jan, 2015
    - Sep, 2024

Experience

    • United States
    • Investment Management
    • 100 - 200 Employee
    • General Counsel
      • Sep 2017 - Present

      Gelber Group is a Chicago-based proprietary trading firm and broker-dealer with an affiliate investment firm in Amsterdam regulated by the AFM and DNB. As Gelber's General Counsel, I handle issues ranging from regulatory matters to contract drafting and negotiating to employment matters. I've been primarily responsible for implementing a contract-management system and firm-wide policies and procedures covering every aspect of Gelber's business under US and EU laws. Gelber Group is a Chicago-based proprietary trading firm and broker-dealer with an affiliate investment firm in Amsterdam regulated by the AFM and DNB. As Gelber's General Counsel, I handle issues ranging from regulatory matters to contract drafting and negotiating to employment matters. I've been primarily responsible for implementing a contract-management system and firm-wide policies and procedures covering every aspect of Gelber's business under US and EU laws.

    • United States
    • 1 - 100 Employee
    • Corporate Trainer, Compliance Department
      • Jun 2016 - Sep 2017

      I was a corporate trainer at the Options Clearing Corp., focused on regulatory issues and enterprise risk management. This job gave me unique opportunities to learn about equities clearing, SEC regulation of systemically important clearing houses, enterprise risk management, and the internal audit function. I was a corporate trainer at the Options Clearing Corp., focused on regulatory issues and enterprise risk management. This job gave me unique opportunities to learn about equities clearing, SEC regulation of systemically important clearing houses, enterprise risk management, and the internal audit function.

    • United States
    • Law Practice
    • 700 & Above Employee
    • Counsel
      • Aug 2014 - May 2016

      Represented brokers and traders in regulatory investigations and enforcement actions. Negotiated commercial agreements with settlement banks and other collateral custodians for central counterparties. Prepared registration applications, comment letters and regulatory reports for various categories of CFTC registrants. Represented brokers and traders in regulatory investigations and enforcement actions. Negotiated commercial agreements with settlement banks and other collateral custodians for central counterparties. Prepared registration applications, comment letters and regulatory reports for various categories of CFTC registrants.

    • Law Practice
    • 700 & Above Employee
    • Partner
      • Nov 2012 - Jul 2014

      Represented brokers and traders in regulatory investigations and enforcement actions. Prepared CFTC registration applications and rule books for derivatives clearing organizations. Represented brokers and traders in regulatory investigations and enforcement actions. Prepared CFTC registration applications and rule books for derivatives clearing organizations.

    • United Kingdom
    • Environmental Services
    • Executive Director and Associate General Counsel
      • May 2008 - Oct 2012

      Lead lawyer for CME Clearing. Handled implementation of Dodd-Frank Act, including writing multiple CFTC comment letters, meeting with staff from CFTC and the Federal Reserve, and writing clearing rules for CME. Negotiated commercial agreements with settlement banks and other collateral custodians. Advised senior management on time-sensitive issues arising from market emergencies, including Lehman and MF Global bankruptcies. Lead lawyer for CME Clearing. Handled implementation of Dodd-Frank Act, including writing multiple CFTC comment letters, meeting with staff from CFTC and the Federal Reserve, and writing clearing rules for CME. Negotiated commercial agreements with settlement banks and other collateral custodians. Advised senior management on time-sensitive issues arising from market emergencies, including Lehman and MF Global bankruptcies.

    • United States
    • Law Practice
    • 700 & Above Employee
    • Counsel
      • Jan 1997 - May 2008

      Represented clients in litigation, arbitration and regulatory investigations. Performed due diligence for corporate transactions. Negotiated non-litigation resolutions of business disputes. Represented clients in litigation, arbitration and regulatory investigations. Performed due diligence for corporate transactions. Negotiated non-litigation resolutions of business disputes.

Education

  • University of Michigan Law School
    Juris Doctor
    1990 - 1993
  • University of Cincinnati
    M.A., Editing and Publishing
    1987 - 1990
  • University of Dayton
    B.A., English and Psychology
    1981 - 1986

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