Experience

BlackRock

• United States
• Financial Services
• 700 & Above Employee

• Regulatory Specialist

  • Nov 2022 - Present



J.P. Morgan

• Singapore

• Asia Operations Management Associate

  • Apr 2020 - Dec 2022

  • Responsible for preparation of various operational reports, including KPI reports for management, HKMA and MAS regulatory reporting for transactions. • Responsible for outsourcing documentation for Asia Operations • Managed change process for accounting set merger for ACU DBU from a middle office perspective • SME for regulatory reporting for Hong Kong booking branch project • Worked with technology and finance on automation of MAS610, MAS 649 reporting. • Managed automation via Alteryx, Xceptor and SQL for middle office team. Responsible for creating and managing workflows, including updating/creating new SQL for data extract. Show less



J.P. Morgan

• United States
• Financial Services
• 700 & Above Employee

• Operations Project Associate

  • Jan 2019 - Dec 2019

  • Managed Asia Strategic Trade Confirmation project that revamped client advice generation flow, allowing for near real-time generation of advices• Performed analysis of datapoints on trade advices templates on legacy, reducing the number of templates maintained• Liaised closely with several key stakeholders including client advisors, legal compliance, technology, and operations for requirement gathering and UAT testing

• Onboarding Controls Associate

  • Apr 2015 - Dec 2018

  • Led a team of 6 contractors to coordinate the booking branch and systems migration from Brussels to Singapore for the onboarding and data maintenance for 5000+ clients• Responsible for preparation of regulatory reporting for client onboarding (SDIC, Form 28, HKMA BS14)• Contributed to the change management and process review to streamline various workflows ranging from onboarding to account opening• Experience and knowledge in account control maintenance. Performed daily and weekly business control checks to ensure completeness in systems and BAU team processes• Prepared monthly KYC letters and consolidated monthly mailing population for Private banking clients• Involved in various system implementations (Party Authorities, cross border connect) and remediation exercises from UAT to implementation Show less