Experience

Chicago Institute of Investment

• United States
• Financial Services
• 1 - 100 Employee

• Vice President

  • Jan 2018 - Present

• Program Manager

  • Nov 2016 - Dec 2017



Nanhua USA LLC

• United States
• Financial Services
• 1 - 100 Employee

• Vice President

  • Jan 2018 - Present

  Business：Futures Brokerage • Trading Service • Capital RaisingWe are the first Chinese owned, NFA approved, full clearing member of the CME Group FCM in the USA. We have plans to act as a gateway for Asian clients to access the US futures markets and, as they open up, help global clients to access the Chinese futures markets. Together with our parent companies in Hong Kong and Mainland China, we provide direct market access to markets in CME Group, HKex, SGX, DME, and all Chinese… Business：Futures Brokerage • Trading Service • Capital RaisingWe are the first Chinese owned, NFA approved, full clearing member of the CME Group FCM in the USA. We have plans to act as a gateway for Asian clients to access the US futures markets and, as they open up, help global clients to access the Chinese futures markets. Together with our parent companies in Hong Kong and Mainland China, we provide direct market access to markets in CME Group, HKex, SGX, DME, and all Chinese exchanges. Our parent company in Mainland China has 40 branches that offer services to large network of high net-worth clients. We are constantly actively working on getting our clients new opportunities for their investment. 南华美国期货有限责任公司是美国国家期货协会（NFA）的会员，并获批注册成为美国期货佣金商。此外，南华美国期货是中国首家获得芝商所（CME）集团非银行活跃清算会员资格的金融机构。我们将成为亚洲客户进入美国市场的门户，并随着市场开发，帮助全球客户进入中国期货市场。我们将与香港和中国大陆的母公司一起，为投资者们提供与CME集团、香港交易所、新加坡交易所、阿联酋的迪拜商品交易所和所有中国市场交易所的直接市场介入。我们在中国大陆的母公司拥有40多家分支机构，为高净值客户提供专业服务。我们一直在积极致力于为客户提供新的投资机会。 Show more Show less



Nanhua USA Investment LLC

• Vice President

  • Jan 2018 - Dec 2019

• Research Analyst

  • Nov 2016 - Dec 2017

• Risk Management Associate

  • Mar 2016 - Nov 2016

  • Monitored client equity balance and FCM's net capital level on an hourly basis, considering closeout positions, current holdings, margin sufficiency, market volatility and historical data.• Responsible for any risk warning on expiration, liquidation or margin calls.• Performed Stress Test on both customer and firm levels using VaR methodology.• Used CME SPAN and GlobalRisk to calculate the margin and stress test result of futures and options.• Did Weekly Risk Report to the… • Monitored client equity balance and FCM's net capital level on an hourly basis, considering closeout positions, current holdings, margin sufficiency, market volatility and historical data.• Responsible for any risk warning on expiration, liquidation or margin calls.• Performed Stress Test on both customer and firm levels using VaR methodology.• Used CME SPAN and GlobalRisk to calculate the margin and stress test result of futures and options.• Did Weekly Risk Report to the risk manager.• Coordinated with settlement department in reconciling futures trades, margin, offset positions, and upload Position Change Submission and Customer Gross Margining reports to CME.•Finished annually professional futures training: Anti Money Laundering, Ethics, Identity Theft, Cybersecurity and Customer Funds Protection. Show more Show less



Stuart Investment Fund

• Legal Services

• Sector Leader/ Equity Analyst

  • Feb 2015 - Dec 2015

  Based on all the fundamental analysis to present the trading recommendations involved in Energy Sector • Used Bloomberg to collect financial data and calculated financial ratio• Finished Energy Sector Stock Analysis Report including Industry Overview, Company Overview, Competitive Analysis, Financial Analysis, Dupont Analysis Comparative Analysis, Valuation(DDM,FCFF and residual income) and Risk Analysis.• Did a presentation in front of management team



Nanchang University

• Education Administration Programs
• 200 - 300 Employee

• Research Assistant

  • Mar 2012 - Apr 2014

  ♦ ''Study Guide to Public Finance'' (ISBN：9787300165134)Assisted Professor Yushuai Wang to finish the Reference Book ''Study Guide to Public Finance'' (ISBN: 9787300165134), in charged of Chapter 1~9.Mainly elaborated and explained the key points, difficult points, fallible points and commonly confused points of main modes and case studies in the end of every chapter.===============♦ An Empirical Study on Wealth Effect of China's Stock Market and Real Estate Market in… ♦ ''Study Guide to Public Finance'' (ISBN：9787300165134)Assisted Professor Yushuai Wang to finish the Reference Book ''Study Guide to Public Finance'' (ISBN: 9787300165134), in charged of Chapter 1~9.Mainly elaborated and explained the key points, difficult points, fallible points and commonly confused points of main modes and case studies in the end of every chapter.===============♦ An Empirical Study on Wealth Effect of China's Stock Market and Real Estate Market in China• Selected related economic indexes including SSE Composite index, real estate price index, disposable income etc. from 2008-2012 as independed variables, made an empirical analysis on the wealth effect of stock market and housing market in china after financial crisis using VAR Model.• VAR model: ADF Unit Root Test, Granger Cause Test，Pulse Response Analysis and Variance Decomposition===============♦ Research on Governmental Regulations and Private Credit for SMEs using Game Theory• Literature collection and Review• Government Regulations collection• Constructed dynamic game models within complete information and incomplete information===============♦ Research on the Differences of Urban-Rural Coordinated Development in Yangtze River Delta• Selected 30 indicators' data among 16 cities in Yangtze River Delta region from 2003 to 2011• Constructed Dynamic Evaluation Index System, used PCA Model, Entropy Weight method, VAR Model and Membership Function to estimate the coupling coordination degree of urban and rural areas.• Mapped the coupling coordination degree of urban and rural areas using ArcGis. Show more Show less