Experience

Addleshaw Goddard

• United Kingdom
• Law Practice
• 700 & Above Employee

• Forensic Accounting Director

  • Jul 2016 - Present

  London, United Kingdom Forensic Accounting Consultant (Jul 2016 - Feb 2021) • Negotiated and calculated disgorgement for one of the first deferred prosecution agreement entered into with the Serious Fraud Office (SFO), including multiple presentation to the SFO of methodologies and limitations of available historic financial information and its analysis • Heavily involved in development of core case strategies including defending CEO of listed company in relation to insider dealing and CDDA proceeding, ongoing… Show more Forensic Accounting Consultant (Jul 2016 - Feb 2021) • Negotiated and calculated disgorgement for one of the first deferred prosecution agreement entered into with the Serious Fraud Office (SFO), including multiple presentation to the SFO of methodologies and limitations of available historic financial information and its analysis • Heavily involved in development of core case strategies including defending CEO of listed company in relation to insider dealing and CDDA proceeding, ongoing money laundering investigation of FTSE 100 company, and bribery investigation leading to self-report and invitation for a deferred prosecution agreement • Presented key accounting issues including data limitations, risks and opportunities analysis, and financial impact analysis of potential strategies clearly and concisely to clients, counsel and partners for discussion in strategy sessions • Provided financial information to support successful US Department of Justice prosecution • Liaised with various regulators including Serious Fraud Office, US Department of Justice, Her Majesty's Revenue & Customs and Crown Prosecution Service • Prepared and acted as expert witness in relation to financial status of company • Provided overall accountancy support for the firm in a wide range of capacities, including, but not limited to, advising on accounting guidance, comments on expert witness reports, tax liability calculations, communication with auditors and financial statement analysis for security for costs Show less



BDO UK LLP

• United Kingdom
• Accounting
• 700 & Above Employee

• Forensic Accounting Manager

  • May 2014 - Jun 2016

  55 Baker St, London W1U 7EU, United Kingdom • Managed multiple engagements with competing deadlines whilst ensuring quality client services especially clear, concise final work product and timely, appropriate communication with clients regarding findings and billing • Developed bespoke correspondent banking review matrix template for FCA engagement to cut across multiple layers of data and enhanced the reporting phase by creating macros to enable horizontal filtering in conjunction with the vertical filtering function in excel for… Show more • Managed multiple engagements with competing deadlines whilst ensuring quality client services especially clear, concise final work product and timely, appropriate communication with clients regarding findings and billing • Developed bespoke correspondent banking review matrix template for FCA engagement to cut across multiple layers of data and enhanced the reporting phase by creating macros to enable horizontal filtering in conjunction with the vertical filtering function in excel for analysis and reporting key statistics • Closely involved in successful pitches from creation of pitch document to presentation leading to millions in fees • Managed key third party relationships for future opportunities Show less



Serious Fraud Office - New Zealand

• New Zealand
• Law Enforcement
• 1 - 100 Employee

• Principal Forensic Accountant

  • Jan 2015 - Dec 2015

  2-4 Cockspur St, London SW1Y 5BS • Lead a team of forensic data analysts to develop and execute an investigation into alleged misconduct involving complex and voluminous trading data. The investigation involved understanding the architecture of the systems involved in the production and processing of data received across multiple third parties, verifying the integrity of the data and understanding the purpose for which the data was captured for analysis. • Identified and presented key limitations of trading data, potential… Show more • Lead a team of forensic data analysts to develop and execute an investigation into alleged misconduct involving complex and voluminous trading data. The investigation involved understanding the architecture of the systems involved in the production and processing of data received across multiple third parties, verifying the integrity of the data and understanding the purpose for which the data was captured for analysis. • Identified and presented key limitations of trading data, potential workarounds and key risks in reliance of data for criminal proceeding with related recommendations to key members of the case team • Granted and exercised powers of Section 2(11) of the Criminal Justice Act from the Director of the SFO in order to compel persons to answer questions and produce document through drafting detailed Section 2 Notices to relevant parties and conducting voluntary and compelled interviews • Managed key third party contact to ensure requests made are appropriate and proportionate Show less



Brookfield Asset Management

• Canada
• Investment Management
• 700 & Above Employee

• Manager, Risk Management and Controls

  • Oct 2012 - Mar 2013

  Sydney, Australia • Developed and managed anti-bribery and corruption review in accordance with the UK Bribery Act (“UKBA”) and the US Foreign and Corrupt Practices Act (“FCPA”) • Liaised with Company Secretary and regional Legal Counsels to develop a comprehensive anti-bribery and corruption program across multiple regions • Developed data analytical procedures to review large quantities of data for further investigation (red flags, trends, unusual transactions, etc) • Managed and reviewed SOX… Show more • Developed and managed anti-bribery and corruption review in accordance with the UK Bribery Act (“UKBA”) and the US Foreign and Corrupt Practices Act (“FCPA”) • Liaised with Company Secretary and regional Legal Counsels to develop a comprehensive anti-bribery and corruption program across multiple regions • Developed data analytical procedures to review large quantities of data for further investigation (red flags, trends, unusual transactions, etc) • Managed and reviewed SOX compliance process including liaison with external auditors Show less



KPMG US

• United States
• Financial Services
• 700 & Above Employee

• Assistant Manager

  • Jan 2005 - Oct 2012

  Chicago, USA and Sydney, Australia • Specialised in the financial services industry, including banking, property, asset management and insurance companies (life, and P&C) • Provided professional audit services to clients in accordance with GAAS, PCAOB requirements, U.S. GAAP, IFRS and AIFRS • Reviewed and evaluated controls for key processes including financial reporting and accounting transactions processes in accordance with SOX 404 • Developed audit approach memo which incorporated feedback from Department of… Show more • Specialised in the financial services industry, including banking, property, asset management and insurance companies (life, and P&C) • Provided professional audit services to clients in accordance with GAAS, PCAOB requirements, U.S. GAAP, IFRS and AIFRS • Reviewed and evaluated controls for key processes including financial reporting and accounting transactions processes in accordance with SOX 404 • Developed audit approach memo which incorporated feedback from Department of Professional Practice (DPP) as well as the Global Services Center (GSC) for presentation at industry training and office wide distribution • Recognised as a top performer in identifying, researching, and resolving complex accounting and audit issues • Worked closely with clients to ensure proper application of the latest accounting policies and proper accounting of unusual transactions • Designed and planned audit procedures to appropriately address the relevant risks applicable to each client and their financial statements • Managed multiple engagements and ensured optimal staffing to complete engagement efficiently and within budget • Analysed monthly audit budget and progress to plan and forecasts in order to provide commentary on variances to allow effective discussion during internal discussions and external fee negotiations • Developed and maintained positive client relationships with financial reporting senior management and internal audit teams • Mentored associates to ensure growth and general development of overall audit team Engagement Experience: SEC Integrated Audit, Quarterly Review, Statutory Accounting Financial Statements Audits, SOX 404 Internal Controls, SAS 70, Agreed Upon Procedure, Asset Management, and Benefit Plans (Defined Contribution, Defined Benefit, and Health and Welfare) Show less