Experience

University of South Africa/Universiteit van Suid-Afrika

• South Africa
• Higher Education
• 700 & Above Employee

• Compliance Officer

  • May 2013 - Present



Discovery Health

• Sandton - Gauteng

• Compliance: Operational Support - Team Leader

  • Oct 2011 - Feb 2013

  I performed the following duties:- FAIS Omburdsman queries Debarment process Compliance training Management of the FAIS Representative Register Report writing I performed the following duties:- FAIS Omburdsman queries Debarment process Compliance training Management of the FAIS Representative Register Report writing



Alexforbes

• South Africa
• Financial Services
• 700 & Above Employee

• Compliance Specialist: Assistant Manager

  • Jun 2008 - Sep 2011

  I performed the following duties:- Responsible for conducting FAIS Monitoring for 6 Coastal and 5 Inland Branches. Report writing and distribution (Key Individual Status Report, Representative register etc.) Drafting of Legal/ Compliance documents Compliance/ Risk Management Training Liaise with Divisional Heads on Compliance issues Liaise with the FSB on Compliance issues I performed the following duties:- Responsible for conducting FAIS Monitoring for 6 Coastal and 5 Inland Branches. Report writing and distribution (Key Individual Status Report, Representative register etc.) Drafting of Legal/ Compliance documents Compliance/ Risk Management Training Liaise with Divisional Heads on Compliance issues Liaise with the FSB on Compliance issues



Liberty Life Insurance Public Company Ltd

• Insurance
• 200 - 300 Employee

• Compliance Officer

  • Apr 2003 - Jun 2008

  I performed the following duties:- FAIS Fit and Proper process FICA process Compiling of the Compliance Risk Management Plans LOA Code on Replacements process Compliance Monitoring process I performed the following duties:- FAIS Fit and Proper process FICA process Compiling of the Compliance Risk Management Plans LOA Code on Replacements process Compliance Monitoring process